Method of transmitting uplink phase tracking reference signal by user equipment in wireless communication system and apparatus supporting same

ABSTRACT

Systems and techniques for transmitting and receiving an uplink phase tracking reference signal between a user equipment and a base station in a wireless communication system and an apparatus. According to one implementation, the user equipment can transmit an uplink phase tracking reference signal to the base station using a power boosting level determined based on first information and second information received from the base station.

CROSS-REFERENCE TO RELATED APPLICATIONS

This application is a continuation of U.S. application Ser. No.16/549,177, filed on Aug. 23, 2019, now allowed, which is a continuationof U.S. application Ser. No. 16/383,138, filed on Apr. 12, 2019, nowU.S. Pat. No. 10,554,360, which is a continuation of U.S. applicationSer. No. 16/213,380 filed on Dec. 7, 2018, now U.S. Pat. No. 10,355,842,which claims the benefit of U.S. Provisional Applications No. 62/596,111filed on Dec. 7, 2017, No. 62/615,932 filed on Jan. 10, 2018, and No.62/616,459 filed on Jan. 12, 2018, all of which are hereby incorporatedby reference as if fully set forth herein.

BACKGROUND OF THE INVENTION Field of the Invention

Following description relates to a wireless communication system, andmore particularly, to a method of transmitting an uplink phase trackingreference signal by a user equipment in a wireless communication systemand an apparatus supporting the same.

Discussion of the Related Art

Wireless access systems have been widely deployed to provide varioustypes of communication services such as voice or data. In general, awireless access system is a multiple access system that supportscommunication of multiple users by sharing available system resources (abandwidth, transmission power, etc.) among them. For example, multipleaccess systems include a Code Division Multiple Access (CDMA) system, aFrequency Division Multiple Access (FDMA) system, a Time DivisionMultiple Access (TDMA) system, an Orthogonal Frequency Division MultipleAccess (OFDMA) system, and a Single Carrier Frequency Division MultipleAccess (SC-FDMA) system.

As a number of communication devices have required higher communicationcapacity, the necessity of the mobile broadband communication muchimproved than the existing radio access technology (RAT) has increased.In addition, massive machine type communications (MTC) capable ofproviding various services at anytime and anywhere by connecting anumber of devices or things to each other has been considered in thenext generation communication system. Moreover, a communication systemdesign capable of supporting services/UEs sensitive to reliability andlatency has been discussed.

As described above, the introduction of the next generation RATconsidering the enhanced mobile broadband communication, massive MTC,Ultra-reliable and low latency communication (URLLC), and the like hasbeen discussed.

In particular, since a method of transmitting and receiving a signalthrough various frequency bands is considered, a concept for a phasetracking reference signal (PT-RS) for estimating phase noise between auser equipment and a base station on the various frequency bands is indiscussion in various ways.

SUMMARY OF THE INVENTION

A technical task of the present invention is to provide a method oftransmitting an uplink phase tracking reference signal by a userequipment in a wireless communication system and an apparatus supportingthe same.

It will be appreciated by persons skilled in the art that the objectsthat could be achieved with the present disclosure are not limited towhat has been particularly described hereinabove and the above and otherobjects that the present disclosure could achieve will be more clearlyunderstood from the following detailed description.

The present invention provides a method of transmitting an uplink phasetracking reference signal by a user equipment to a base station in awireless communication system and an apparatus supporting the same.

In an aspect of the present invention, provided herein is a method oftransmitting a phase tracking reference signal (PT-RS) by a userequipment (UE) in a wireless communication system, the methodcomprising: receiving, from a base station, (i) first informationregarding power boosting for transmission of the PT-RS and (ii) secondinformation regarding a precoding matrix for transmission of a PhysicalUplink Shared Channel (PUSCH); determining a power boosting level basedon the first information and the second information, wherein the powerboosting level is related to a ratio of PUSCH power to PT-RS power perlayer and per resource element (RE); and transmitting, to the basestation, the PT-RS using the determined power boosting level. Herein,determining the power boosting level based on the first information andthe second information comprises: based on the precoding matrixindicated by the second information being a partial coherent precodingmatrix or a non-coherent precoding matrix, determining the powerboosting level based on a number of PT-RS ports.

In another aspect of the present invention, provided herein is a userequipment (UE) configured to transmit a phase tracking reference signal(PT-RS) in a wireless communication system, the UE comprising: a radiofrequency (RF) module; at least one processor; and at least one computermemory operably connectable to the at least one processor and storinginstructions that, when executed, cause the at least one processor toperform operations. Herein the operations comprises: receiving, throughthe RF module and from a base station, (i) first information regardingpower boosting for transmission of the PT-RS and (ii) second informationregarding a precoding matrix for transmission of a Physical UplinkShared Channel (PUSCH); determining a power boosting level based on thefirst information and the second information, wherein the power boostinglevel is related to a ratio of PUSCH power to PT-RS power per layer andper resource element (RE); and transmitting, through the RF module andto the base station, the PT-RS using the determined power boostinglevel, wherein determining the power boosting level based on the firstinformation and the second information comprises: based on the precodingmatrix indicated by the second information being a partial coherentprecoding matrix or a non-coherent precoding matrix, determining thepower boosting level based on a number of PT-RS ports.

Herein, the first information may indicate a plurality of power boostinglevels, and the determining the power boosting level based on the firstinformation and the second information may comprise determining, basedon the second information, one of the plurality of power boostinglevels.

In particular, the determining the power boosting level based on thefirst information and the second information may comprise: based on thesecond information indicating the partial coherent precoding matrix,determining the power boosting level as a first power boosting levelfrom among the plurality of power boosting levels indicated by the firstinformation; and based on the second information indicating thenon-coherent precoding matrix, determining the power boosting level as asecond power boosting level different from the first power boostinglevel, from among the plurality of power boosting levels indicated bythe first information.

In the aforementioned configuration, the determining the power boostinglevel based on the number of PT-RS ports may comprise: based on (i) thesecond information indicating the partial coherent precoding matrix, and(ii) the number of PT-RS ports being equal to 1: determining the powerboosting level to be 0 dB in a state in which a number of PUSCH layersis equal to 2 or 3; and determining the power boosting level to be 3 dBin a state in which a number of PUSCH layers is equal to 4.

In the aforementioned configuration, the determining the power boostinglevel based on the number of PT-RS ports may comprise: based on (i) thesecond information indicating the partial coherent precoding matrix, and(ii) the number of PT-RS ports being equal to 2: determining the powerboosting level to be 3 dB in a state in which a number of PUSCH layersis equal to 2 or 3; and determining the power boosting level to be 6 dBin a state in which a number of PUSCH layers is equal to 4.

In the aforementioned configuration, the determining the power boostinglevel based on the number of PT-RS ports may comprise: based on (i) thesecond information indicating the non-coherent precoding matrix, and(ii) the number of PT-RS ports being equal to 1: determining the powerboosting level to be 0 dB.

In the aforementioned configuration, the determining the power boostinglevel based on the number of PT-RS ports may comprise: based on (i) thesecond information indicating the non-coherent precoding matrix, and(ii) the number of PT-RS ports being equal to 2: determining the powerboosting level to be 3 dB.

In the aforementioned configuration, the second information may relateto a transmit rank indicator (TRI) and a transmit precoding matrixindicator (TPMI) for the precoding matrix for the transmission of thePUSCH.

In particular, the second information may indicate whether the precodingmatrix for the transmission of the PUSCH is the partial coherentprecoding matrix or the non-coherent precoding matrix.

Additionally, the UE may determine that the transmission of the PUSCH isnon-codebook based; and based on the transmission of the PUSCH beingnon-codebook based, the UE may determine the power boosting level basedon the number of PT-RS ports by: based on the number of PT-RS portsbeing equal to 1, determining the power boosting level to be 0 dB; andbased on the number of PT-RS ports being equal to 2, determining thepower boosting level to be 3 dB.

It is to be understood that both the foregoing general description andthe following detailed description of the present disclosure areexemplary and explanatory and are intended to provide furtherexplanation of the disclosure as claimed.

As is apparent from the above description, the embodiments of thepresent disclosure have the following effects.

According to the present invention, a user equipment (UE) can boosttransmit power of a PT-RS based on a precoding matrix provided(indicated) by a base station. In particular, according to the presentinvention, although the UE boosts the transmit power of the PT-RS, theUE is able to keep an antenna power constraint (e.g., consistentlymaintain power per antenna in the aspect of average or long term)required by a standard technology.

Since the UE does not require an additional power amplifier to boost thetransmit power of the PT-RS, it is able to reduce the cost of the UE.

Also, the UE is able to control a PT-RS power boosting level in anantenna level of a UE within a predetermined range, so the UE is able toconsistently maintain a power constraint according to an antenna.

Therefore, According to the present invention, the UE is able totransmit PT-RS by applying a certain level of power boosting whilekeeping the power constraint for each antenna constant, and the basestation is able to perform more accurate channel estimation using thePT-RS.

The above-described aspects of the present invention are merely a partof preferred embodiments of the present invention. Those skilled in theart will derive and understand various embodiments reflecting thetechnical features of the present invention from the following detaileddescription of the present invention.

BRIEF DESCRIPTION OF THE DRAWINGS

The accompanying drawings, which are included to provide a furtherunderstanding of the invention, provide embodiments of the presentinvention together with detail explanation. Yet, a technicalcharacteristic of the present invention is not limited to a specificdrawing. Characteristics disclosed in each of the drawings are combinedwith each other to configure a new embodiment. Reference numerals ineach drawing correspond to structural elements.

FIG. 1 is a diagram illustrating physical channels and a signaltransmission method using the physical channels;

FIG. 2 is a diagram illustrating a self-contained slot structureapplicable to the present invention;

FIGS. 3 and 4 are diagrams illustrating representative connectionmethods for connecting TXRUs to antenna elements;

FIG. 5 is a schematic diagram illustrating a hybrid beamformingstructure according to an embodiment of the present invention from theperspective of TXRUs and physical antennas;

FIG. 6 is a diagram schematically illustrating the beam sweepingoperation for synchronization signals and system information during adownlink (DL) transmission process according to an embodiment of thepresent invention;

FIG. 7 is a diagram illustrating a time domain pattern of a PT-RSapplicable to the present invention;

FIG. 8 is a diagram briefly illustrating two DM-RS configuration typesapplicable to the present invention;

FIG. 9 is a diagram briefly illustrating an example for a front loadedDM-RS of a DM-RS configuration type 1 applicable to the presentinvention;

FIG. 10 is a diagram illustrating an example of configuring afull-coherent precoding matrix according to an embodiment of the presentinvention;

FIG. 11 is a diagram illustrating an example of configuring apartial-coherent precoding matrix according to a different embodiment ofthe present invention;

FIG. 12 is a diagram illustrating an example of configuring anon-coherent precoding matrix according to a further differentembodiment of the present invention;

FIG. 13 is a diagram briefly illustrating an operation of transmittingand receiving a UL PT-RS between a UE and a base station applicable tothe present invention, and FIG. 14 is a flowchart illustrating a methodof transmitting a UL PT-RS of a UE applicable to the present invention.

FIG. 15 is a diagram illustrating configurations of a UE and a basestation capable of implementing embodiments of the present invention.

FIG. 16 illustrates an example basic signal operation configuration.

FIG. 17 illustrates an example configuration of SRS ports.

FIG. 18 illustrates an example configuration of SRS ports.

DETAILED DESCRIPTION OF THE INVENTION

The embodiments of the present disclosure described below arecombinations of elements and features of the present disclosure inspecific forms. The elements or features may be considered selectiveunless otherwise mentioned. Each element or feature may be practicedwithout being combined with other elements or features. Further, anembodiment of the present disclosure may be constructed by combiningparts of the elements and/or features. Operation orders described inembodiments of the present disclosure may be rearranged. Someconstructions or elements of any one embodiment may be included inanother embodiment and may be replaced with corresponding constructionsor features of another embodiment.

In the description of the attached drawings, a detailed description ofknown procedures or steps of the present disclosure will be avoided lestit should obscure the subject matter of the present disclosure. Inaddition, procedures or steps that could be understood to those skilledin the art will not be described either.

Throughout the specification, when a certain portion “includes” or“comprises” a certain component, this indicates that other componentsare not excluded and may be further included unless otherwise noted. Theterms “unit”, “-or/er” and “module” described in the specificationindicate a unit for processing at least one function or operation, whichmay be implemented by hardware, software or a combination thereof. Inaddition, the terms “a or an”, “one”, “the” etc. may include a singularrepresentation and a plural representation in the context of the presentdisclosure (more particularly, in the context of the following claims)unless indicated otherwise in the specification or unless contextclearly indicates otherwise.

In the embodiments of the present disclosure, a description is mainlymade of a data transmission and reception relationship between a BaseStation (BS) and a User Equipment (UE). A BS refers to a terminal nodeof a network, which directly communicates with a UE. A specificoperation described as being performed by the BS may be performed by anupper node of the BS.

Namely, it is apparent that, in a network comprised of a plurality ofnetwork nodes including a BS, various operations performed forcommunication with a UE may be performed by the BS, or network nodesother than the BS. The term ‘BS’ may be replaced with a fixed station, aNode B, an evolved Node B (eNode B or eNB), an Advanced Base Station(ABS), an access point, etc.

In the embodiments of the present disclosure, the term terminal may bereplaced with a UE, a Mobile Station (MS), a Subscriber Station (SS), aMobile Subscriber Station (MSS), a mobile terminal, an Advanced MobileStation (AMS), etc.

A transmission end is a fixed and/or mobile node that provides a dataservice or a voice service and a reception end is a fixed and/or mobilenode that receives a data service or a voice service. Therefore, a UEmay serve as a transmission end and a BS may serve as a reception end,on an UpLink (UL). Likewise, the UE may serve as a reception end and theBS may serve as a transmission end, on a DownLink (DL).

The embodiments of the present disclosure may be supported by standardspecifications disclosed for at least one of wireless access systemsincluding an Institute of Electrical and Electronics Engineers (IEEE)802.xx system, a 3rd Generation Partnership Project (3GPP) system, a3GPP Long Term Evolution (LTE) system, 3GPP 5G NR system and a 3GPP2system. In particular, the embodiments of the present disclosure may besupported by the standard specifications, 3GPP TS 38.211, 3GPP TS38.212, 3GPP TS 38.213, 3GPP TS 38.321 and 3GPP TS 38.331. That is, thesteps or parts, which are not described to clearly reveal the technicalidea of the present disclosure, in the embodiments of the presentdisclosure may be explained by the above standard specifications. Allterms used in the embodiments of the present disclosure may be explainedby the standard specifications.

Reference will now be made in detail to the embodiments of the presentdisclosure with reference to the accompanying drawings. The detaileddescription, which will be given below with reference to theaccompanying drawings, is intended to explain exemplary embodiments ofthe present disclosure, rather than to show the only embodiments thatcan be implemented according to the disclosure.

The following detailed description includes specific terms in order toprovide a thorough understanding of the present disclosure. However, itwill be apparent to those skilled in the art that the specific terms maybe replaced with other terms without departing the technical spirit andscope of the present disclosure.

Hereinafter, 3GPP NR systems are explained, which are examples ofwireless access systems.

The embodiments of the present disclosure can be applied to variouswireless access systems such as Code Division Multiple Access (CDMA),Frequency Division Multiple Access (FDMA), Time Division Multiple Access(TDMA), Orthogonal Frequency Division Multiple Access (OFDMA), SingleCarrier Frequency Division Multiple Access (SC-FDMA), etc.

In order to make the technological characteristics of the presentinvention to be more clearly understood, embodiments of the presentinvention are explained centering on 3GPP NR system. However, theembodiments proposed by the present invention can be identically appliedto a different wireless system (e.g., 3GPP LTE, IEEE 802.16, IEEE802.11, etc.).

1. NR System

1.1. Physical Channels and Signal Transmission and Reception MethodUsing the Same

In a wireless access system, a UE receives information from an gNB on aDL and transmits information to the gNB on a UL. The informationtransmitted and received between the UE and the gNB includes generaldata information and various types of control information. There aremany physical channels according to the types/usages of informationtransmitted and received between the gNB and the UE.

FIG. 1 illustrates physical channels and a general signal transmissionmethod using the physical channels, which may be used in embodiments ofthe present disclosure.

When a UE is powered on or enters a new cell, the UE performs initialcell search (S11). The initial cell search involves acquisition ofsynchronization to an gNB. Specifically, the UE synchronizes its timingto the gNB and acquires information such as a cell Identifier (ID) byreceiving a Primary Synchronization Channel (P-SCH) and a SecondarySynchronization Channel (S-SCH) from the gNB.

Then the UE may acquire information broadcast in the cell by receiving aPhysical Broadcast Channel (PBCH) from the gNB.

During the initial cell search, the UE may monitor a DL channel state byreceiving a Downlink Reference Signal (DL RS).

After the initial cell search, the UE may acquire more detailed systeminformation by receiving a Physical Downlink Control Channel (PDCCH) andreceiving a Physical Downlink Shared Channel (PDSCH) based oninformation of the PDCCH (S12).

To complete connection to the gNB, the UE may perform a random accessprocedure with the gNB (S13 to S16). In the random access procedure, theUE may transmit a preamble on a Physical Random Access Channel (PRACH)(S13) and may receive a Random Access Response (RAR) via a PDCCH and aPDSCH associated with the PDCCH (S14). The UE transmits Physical UplinkShared Channel (PUSCH) using scheduling information included in the RAR,and perform a contention resolution procedure including reception of aPDCCH signal and a PDSCH signal corresponding to the PDCCH signal (S16).

After the above procedure, the UE may receive a PDCCH and/or a PDSCHfrom the gNB (S17) and transmit a Physical Uplink Shared Channel (PUSCH)and/or a Physical Uplink Control Channel (PUCCH) to the gNB (S18), in ageneral UL/DL signal transmission procedure.

Control information that the UE transmits to the gNB is genericallycalled Uplink Control Information (UCI). The UCI includes a HybridAutomatic Repeat and reQuest Acknowledgement/Negative Acknowledgement(HARQ-ACK/NACK), a Scheduling Request (SR), a Channel Quality Indicator(CQI), a Precoding Matrix Index (PMI), a Rank Indicator (RI), etc.

In the LTE system, UCI is generally transmitted on a PUCCH periodically.However, if control information and traffic data should be transmittedsimultaneously, the control information and traffic data may betransmitted on a PUSCH. In addition, the UCI may be transmittedaperiodically on the PUSCH, upon receipt of a request/command from anetwork.

1.2. Numerologies

The NR system to which the present invention is applicable supportsvarious OFDM (Orthogonal Frequency Division Multiplexing) numerologiesshown in the following table. In this case, the value of numerologyparameter μ and cyclic prefix information per carrier bandwidth part canbe signaled in DL and UL, respectively. For example, the value ofnumerology parameter μ and cyclic prefix information per downlinkcarrier bandwidth part may be signaled though DL-BWP-mu and DL-MWP-cpcorresponding to higher layer signaling. As another example, the valueof numerology parameter μ and cyclic prefix information per uplinkcarrier bandwidth part may be signaled though UL-BWP-mu and UL-MWP-cpcorresponding to higher layer signaling.

TABLE 1 μ Δf = 2^(μ) · 15[kHz] Cyclic prefix 0 15 Normal 1 30 Normal 260 Normal, Extended 3 120 Normal 4 240 Normal

1.3 Frame Structure

DL and UL transmission are configured with frames with a length of 10ms. Each frame may be composed of ten subframes, each having a length of1 ms. In this case, the number of consecutive OFDM symbols in eachsubframe is N_(symb) ^(subframe,μ)=N_(symb) ^(slot)N_(slot)^(subframe,μ).

In addition, each subframe may be composed of two half-frames with thesame size. In this case, the two half-frames are composed of subframes 0to 4 and subframes 5 to 9, respectively.

For numerology parameter μ or subcarrier spacing Δf based on theparameter, slots may be numbered within one subframe in ascending orderlike n_(s) ^(μ)∈{0, . . . , N_(slot) ^(subframe,μ)−1} and may also benumbered within a frame in ascending order like n_(s,f) ^(μ)∈{0, . . . ,N_(slot) ^(subframe,μ)−1}. In this case, the number of consecutive OFDMsymbols in one slot (N_(symb) ^(slot)) may be determined as shown in thefollowing table according to the cyclic prefix. The start slot (n_(s)^(μ)) of one subframe is aligned with the start OFDM symbol (n_(s)^(μ)N_(symb) ^(slot)) of the same subframe in the time dimension. Table2 shows the number of OFDM symbols in each slot/frame/subframe in thecase of the normal cyclic prefix, and Table 3 shows the number of OFDMsymbols in each slot/frame/subframe in the case of the extended cyclicprefix.

TABLE 2 μ N_(symb) ^(slot) N_(slot) ^(frame,μ) N_(slot) ^(subframe,μ) 014 10 1 1 14 20 2 2 14 40 4 3 14 80 8 4 14 160 16 5 14 320 32

TABLE 3 μ N_(symb) ^(slot) N_(slot) ^(frame,μ) N_(slot) ^(subframe,μ) 212 40 4

In the NR system to which the present invention can be applied, aself-contained slot structure can be applied based on theabove-described slot structure.

FIG. 2 is a diagram illustrating a self-contained slot structureapplicable to the present invention.

In FIG. 2, the hatched area (e.g., symbol index=0) indicates a downlinkcontrol region, and the black area (e.g., symbol index=13) indicates anuplink control region. The remaining area (e.g., symbol index=1 to 13)can be used for DL or UL data transmission.

Based on this structure, the eNB and UE can sequentially perform DLtransmission and UL transmission in one slot. That is, the eNB and UEcan transmit and receive not only DL data but also UL ACK/NACK inresponse to the DL data in one slot. Consequently, due to such astructure, it is possible to reduce a time required until dataretransmission in case a data transmission error occurs, therebyminimizing the latency of the final data transmission.

In this self-contained slot structure, a predetermined length of a timegap is required for the process of allowing the eNB and UE to switchfrom transmission mode to reception mode and vice versa. To this end, inthe self-contained slot structure, some OFDM symbols at the time ofswitching from DL to UL are set as a guard period (GP).

Although it is described that the self-contained slot structure includesboth the DL and UL control regions, these control regions can beselectively included in the self-contained slot structure. In otherwords, the self-contained slot structure according to the presentinvention may include either the DL control region or the UL controlregion as well as both the DL and UL control regions as shown in FIG. 2.

In addition, for example, the slot may have various slot formats. Inthis case, OFDM symbols in each slot can be divided into downlinksymbols (denoted by ‘D’), flexible symbols (denoted by ‘X’), and uplinksymbols (denoted by ‘U’).

Thus, the UE can assume that DL transmission occurs only in symbolsdenoted by ‘D’ and ‘X’ in the DL slot. Similarly, the UE can assume thatUL transmission occurs only in symbols denoted by ‘U’ and ‘X’ in the ULslot.

1.4. Analog Beamforming

In a millimeter wave (mmW) system, since a wavelength is short, aplurality of antenna elements can be installed in the same area. Thatis, considering that the wavelength at 30 GHz band is 1 cm, a total of100 antenna elements can be installed in a 5*5 cm panel at intervals of0.5 lambda (wavelength) in the case of a 2-dimensional array. Therefore,in the mmW system, it is possible to improve the coverage or throughputby increasing the beamforming (BF) gain using multiple antenna elements.

In this case, each antenna element can include a transceiver unit (TXRU)to enable adjustment of transmit power and phase per antenna element. Bydoing so, each antenna element can perform independent beamforming perfrequency resource.

However, installing TXRUs in all of the about 100 antenna elements isless feasible in terms of cost. Therefore, a method of mapping aplurality of antenna elements to one TXRU and adjusting the direction ofa beam using an analog phase shifter has been considered. However, thismethod is disadvantageous in that frequency selective beamforming isimpossible because only one beam direction is generated over the fullband.

To solve this problem, as an intermediate form of digital BF and analogBF, hybrid BF with B TXRUs that are fewer than Q antenna elements can beconsidered. In the case of the hybrid BF, the number of beam directionsthat can be transmitted at the same time is limited to B or less, whichdepends on how B TXRUs and Q antenna elements are connected.

FIGS. 3 and 4 are diagrams illustrating representative methods forconnecting TXRUs to antenna elements. Here, the TXRU virtualizationmodel represents the relationship between TXRU output signals andantenna element output signals.

FIG. 3 shows a method for connecting TXRUs to sub-arrays. In FIG. 3, oneantenna element is connected to one TXRU.

Meanwhile, FIG. 4 shows a method for connecting all TXRUs to all antennaelements. In FIG. 4, all antenna element are connected to all TXRUs. Inthis case, separate addition units are required to connect all antennaelements to all TXRUs as shown in FIG. 4.

In FIGS. 3 and 4, W indicates a phase vector weighted by an analog phaseshifter. That is, W is a major parameter determining the direction ofthe analog beamforming. In this case, the mapping relationship betweenCSI-RS antenna ports and TXRUs may be 1:1 or 1-to-many.

The configuration shown in FIG. 3 has a disadvantage in that it isdifficult to achieve beamforming focusing but has an advantage in thatall antennas can be configured at low cost.

On the contrary, the configuration shown in FIG. 4 is advantageous inthat beamforming focusing can be easily achieved. However, since allantenna elements are connected to the TXRU, it has a disadvantage ofhigh cost.

When a plurality of antennas are used in the NR system to which thepresent invention is applicable, the hybrid beamforming method obtainedby combining the digital beamforming and analog beamforming can beapplied. In this case, the analog (or radio frequency (RF)) beamformingmeans the operation where precoding (or combining) is performed at theRF end. In the case of the hybrid beamforming, precoding (or combining)is performed at the baseband end and RF end, respectively. Thus, thehybrid beamforming is advantageous in that it guarantees the performancesimilar to the digital beamforming while reducing the number of RFchains and D/A (digital-to-analog) (or A/D (analog-to-digital) zconverters.

For convenience of description, the hybrid beamforming structure can berepresented by N transceiver units (TXRUs) and M physical antennas. Inthis case, the digital beamforming for L data layers to be transmittedby the transmitting end may be represented by the N*L (N by L) matrix.Thereafter, N converted digital signals are converted into analogsignals by the TXRUs, and then the analog beamforming, which may berepresented by the M*N (M by N) matrix, is applied to the convertedsignals.

FIG. 5 is a schematic diagram illustrating a hybrid beamformingstructure according to an embodiment of the present invention from theperspective of TXRUs and physical antennas. In FIG. 5, it is assumedthat the number of digital beams is L and the number of analog beams isN.

Additionally, a method for providing efficient beamforming to UEslocated in a specific area by designing an eNB capable of changinganalog beamforming on a symbol basis has been considered in the NRsystem to which the present invention is applicable. Further, a methodof introducing a plurality of antenna panels where independent hybridbeamforming can be applied by defining N TXRUs and M RF antennas as oneantenna panel has also been considered in the NR system to which thepresent invention is applicable.

When the eNB uses a plurality of analog beams as described above, eachUE has a different analog beam suitable for signal reception. Thus, thebeam sweeping operation where the eNB applies a different analog beamper symbol in a specific slot (at least with respect to synchronizationsignals, system information, paging, etc.) and then perform signaltransmission in order to allow all UEs to have reception opportunitieshas been considered in the NR system to which the present invention isapplicable.

FIG. 6 is a diagram schematically illustrating the beam sweepingoperation for synchronization signals and system information during adownlink (DL) transmission process according to an embodiment of thepresent invention

In FIG. 6, a physical resource (or channel) for transmitting systeminformation of the NR system to which the present invention isapplicable in a broadcasting manner is referred to as a physicalbroadcast channel (xPBCH). In this case, analog beams belonging todifferent antenna panels can be simultaneously transmitted in onesymbol.

In addition, as described in FIG. 6, the introduction of a beamreference signal (BRS) corresponding to the reference signal (RS) towhich a single analog beam (corresponding to a specific antenna panel)is applied has been discussed as the configuration for measuring achannel per analog beam in the NR system to which the present inventionis applicable. The BRS can be defined for a plurality of antenna ports,and each BRS antenna port may correspond to a single analog beam. Inthis case, unlike the BRS, all analog beams in the analog beam group canbe applied to the synchronization signal or xPBCH unlike the BRS toassist a random UE to correctly receive the synchronization signal orxPBCH.

1.5. PT-RS (Phase Tracking Reference Signal)

Hereinafter, phase noise will be described. Jitter, which occurs in thetime domain, may appear as phase noise in the frequency domain. Suchphase noise randomly changes the phase of the received signal in thetime domain as shown in the following equation.

$\begin{matrix}{{r_{n} = {s_{n}e^{j\;\phi_{n}}}}{{{where}\mspace{14mu} s_{n}} = {\sum\limits_{k = 0}^{N - 1}{d_{k}e^{j\; 2\;\pi\;\frac{kn}{N}}}}}} & \left\lbrack {{Equation}\mspace{14mu} 1} \right\rbrack\end{matrix}$

In Equation 1, the parameters r_(n), s_(n), d_(k), ϕ_(n) indicate areceived signal, a time-domain signal, a frequency-domain signal, and aphase rotation value due to phase noise, respectively. When the DFT(discrete Fourier transform) process is applied the received signal inEquation 1, Equation 2 is obtained.

$\begin{matrix}{y_{k} = {{d_{k}\frac{1}{N}{\sum\limits_{n = 0}^{N - 1}e^{j\;\phi_{n}}}} + {\frac{1}{N}{\sum\limits_{\underset{t \neq k}{t = 0}}^{N - 1}{d_{t}{\sum\limits_{n = 0}^{N - 1}{e^{j\;\phi_{n}}e^{j\; 2\;{\pi{({t - k})}}{m/N}}}}}}}}} & \left\lbrack {{Equation}\mspace{14mu} 2} \right\rbrack\end{matrix}$

In Equation 2, the parameters

${\frac{1}{N}{\sum\limits_{n = 0}^{N - 1}e^{j\;\phi_{n}}}},{\frac{1}{N}{\sum\limits_{\underset{t \neq k}{t = 0}}^{N - 1}{d_{t}{\sum\limits_{n = 0}^{N - 1}{e^{j\;\phi_{n}}e^{j\; 2\;{\pi{({t - k})}}{m/N}}}}}}}$indicate common phase error (CPE) and inter-cell interference (ICI),respectively. In this case, as phase noise correlation increases, thevalue of the CPE in Equation 2 increases. Such CPE can be considered asa kind of carrier frequency offset in a WLAN system, but from theperspective of the UE, the CPE and CFO could be interpreted as to besimilar to each other.

By performing CPE/CFO estimation, the UE can eliminate CPE/CFOcorresponding to phase noise in the frequency domain. In addition, tocorrectly decode a received signal, the UE should perform the CPE/CFOestimation before decoding the received signal. Accordingly, the eNB cantransmit a certain signal to the UE in order for the UE to perform theCPE/CFO estimation accurately. That is, the main purpose of such asignal is to estimate phase noise. To this end, a pilot signalpreviously shared between the eNB and UE in advance may be used, or adata signal may be changed or duplicated. In this specification, aseries of signals for estimating phase noise are commonly called thephase compensation reference signal (PCRS), phase noise reference signal(PNRS), or phase tracking reference signal (PT-RS). Hereinafter, forconvenience of description, all of them are referred to as the PT-RS.

1.5.1. Time Domain Pattern (or Time Density)

FIG. 7 is a diagram illustrating a time domain pattern of a PT-RSapplicable to the present invention.

As shown in FIG. 7, a PT-RS may have a different pattern according to anMCS (Modulation and Coding Scheme) level.

TABLE 4 PT-RS MCS level time pattern (64QAM, CR = 1/3) <= MCS < (64QAM,CR = 1/2) #3 (64QAM, CR = 1/2) <= MCS < (64QAM, CR = 5/6) #2 (64QAM, CR= 5/6) <= MCS #1

As shown in FIG. 7 and Table 4, a PT-RS can be transmitted in a mannerof being mapped with a different pattern according to an MCS level.

More generally, the configuration above can be defined as follows. Inparticular, a time domain pattern (or time density) of the PT-RS can bedefined as a table described in the following.

TABLE 5 Scheduled MCS Time density (L_(PT-RS)) I_(MCS) < ptrs-MCS₁ PT-RSis not present ptrs-MCS1 ≤ I_(MCS) < ptrs-MCS2 4 ptrs-MCS2 ≤ I_(MCS) <ptrs-MCS3 2 ptrs-MCS3 ≤ I_(MCS) < ptrs-MCS4 1

In this case, time density 1 corresponds to a pattern #1 of FIG. 7, timedensity 2 corresponds to a pattern #2 of FIG. 7, and time density 4 maycorrespond to a pattern #3 of FIG. 7.

Parameters ptrs-MCS1, ptrs-MCS2, ptrs-MCS3, and ptrs-MCS4 constructingTable 5 can be defined by higher layer signaling.

1.5.2. Frequency Domain Pattern (or Frequency Density)

A PT-RS according to the present invention can be transmitted in amanner of being mapped to 1 subcarrier in every 1 RB (Resource Block), 2RBs or 4 RBs. In this case, a frequency domain pattern (or frequencydensity) of the PT-RS can be configured according to a size of ascheduled bandwidth.

For example, a frequency domain pattern may have frequency density shownin Table 6 according to a scheduled bandwidth.

TABLE 6 Scheduled BW Frequency density 0 < N_(RB) <= 4 No PT-RS 5 <N_(RB) <= 8 1  9 < N_(RB) <= 16 1/2 17 < N_(RB) <= 32 1/4

In this case, frequency density 1 corresponds to a frequency domainpattern that a PT-RS is transmitted in a manner of being mapped to 1subcarrier in every 1 RB. Frequency density ½ corresponds to a frequencydomain pattern that a PT-RS is transmitted in a manner of being mappedto 1 subcarrier in every 2 RBs. Frequency density ¼ corresponds to afrequency domain pattern that a PT-RS is transmitted in a manner ofbeing mapped to 1 subcarrier in every 4 RBs.

More generally, the configuration above can be defined as follows. Inparticular, a frequency domain pattern (or frequency density) of thePT-RS can be defined as a table described in the following.

TABLE 7 Scheduled bandwidth Frequency density (K_(PT-RS)) N_(RB) <N_(RB0) PT-RS is not present N_(RB0) ≤ N_(RB) < N_(RB1) 2 N_(RB1) ≤N_(RB) 4

In this case, frequency density 2 corresponds to a frequency domainpattern that a PT-RS is transmitted in a manner of being mapped to 1subcarrier in every 2 RBs and frequency density 4 corresponds to afrequency domain pattern that a PT-RS is transmitted in a manner ofbeing mapped to 1 subcarrier in every 4 RBs.

In the configuration above, N_(RB0) and N_(RB1) corresponding toreference values of a scheduled bandwidth for determining frequencydensity can be defined by higher layer signaling.

1.6. DM-RS (Demodulation Reference Signal)

In NR system to which the present invention is applicable, a DM-RS canbe transmitted and received through a front-loaded structure. Or, anadditional DM-RS of the front-loaded DM-RS can be additionallytransmitted and received.

A front-loaded DM-RS can support fast decoding. The first OFDM symbol onwhich the front-loaded DM-RS is loaded can be determined by the 3^(rd)(e.g., 1=2) or 4^(th) OFDM symbol (e.g., 1=3). A location of the firstOFDM symbol can be indicated by a PBCH (Physical Broadcast Channel).

The number of OFDM symbols occupied by the front-loaded DM-RS can beindicated by a combination of DCI (Downlink Control Information) and RRC(Radio Resource Control) signaling.

The additional DM-RS can be configured for a user equipment of highspeed. The additional DM-RS can be located at the middle/last symbol(s)within a slot. When one front-loaded DM-RS symbol is configured, theadditional DM-RS can be assigned to 0 to 3 OFDM symbols. When twofront-loaded DM-RS symbols are configured, the additional DM-RS can beassigned to 0 or 2 OFDM symbols.

The front-loaded DM-RS is configured by two types and one of the twotypes can be indicated via higher layer signaling (e.g., RRC signaling).

FIG. 8 is a diagram briefly illustrating two DM-RS configuration typesapplicable to the present invention.

In FIG. 8, P0 to P11 may correspond to port number 1000 to 1011,respectively. A DM-RS configuration type actually set to a userequipment among the two DM-RS configuration types can be indicated viahigher layer signaling (e.g., RRC).

The DM-RS configuration type 1 can be classified as follows according tothe number of OFDM symbols to which a front loaded DM-RS is assigned.

DM-RS configuration type 1 and the number of OFDM symbols to which afront loaded DM-RS is assigned=1

Maximum 4 ports (e.g., P0˜P3) can be multiplexed based on length-2 F-CDM(Frequency-Code Division Multiplexing) and FDM (Frequency DivisionMultiplexing) methods. RS density can be configured by 6 REs per portwithin an RB (Resource Block).

DM-RS configuration type 1 and the number of OFDM symbols to which afront loaded DM-RS is assigned=2

Maximum 8 ports (e.g., P0˜P7) can be multiplexed based on length-2 F-CDM(Frequency-Code Division Multiplexing), length-2 T-CDM (Time-CodeDivision multiplexing), and FDM (Frequency Division Multiplexing)methods. In this case, when the existence of a PT-RS is configured viahigher layer signaling, T-CDM can be fixed by [1 1]. RS density can beconfigured by 12 REs per port within an RB.

The DM-RS configuration type 2 can be classified as follows according tothe number of OFDM symbols to which a front loaded DM-RS is assigned.

DM-RS configuration type 2 and the number of OFDM symbols to which afront loaded DM-RS is assigned=1

Maximum 6 ports (e.g., P0˜P5) can be multiplexed based on length-2 F-CDMand FDM methods. RS density can be configured by 4 REs per port withinan RB (Resource Block).

DM-RS configuration type 2 and the number of OFDM symbols to which afront loaded DM-RS is assigned=2

Maximum 12 ports (e.g., P0˜P11) can be multiplexed based on length-2F-CDM, length-2 T-CDM, and FDM methods. In this case, when the existenceof a PT-RS is configured via higher layer signaling, T-CDM can be fixedby [1 1]. RS density can be configured by 8 REs per port within an RB.

FIG. 9 is a diagram briefly illustrating an example for a front loadedDM-RS of a DM-RS configuration type 1 applicable to the presentinvention.

More specifically, FIG. 9 (a) illustrates a structure that a DM-RS isfirstly loaded on one symbol (a front loaded DM-RS with one symbol) andFIG. 9 (b) illustrates a structure that a DM-RS is firstly loaded on twosymbols (a front loaded DM-RS with two symbols).

In FIG. 9, Δ corresponds to a DM-RS offset value on a frequency axis. Inthis case, DM-RS ports having the same Δ can be CDM-F (code divisionmultiplexing in frequency domain) or CDM-T (code division multiplexingin time domain). And, DM-RS ports having a different Δ can be CDM-F.

A user equipment can obtain information on a DM-RS port configurationconfigured by a base station via DCI.

1.7. DM-RS Port Group

In the present invention, a DM-RS port group may correspond to a set ofDM-RSs having a QCL (Quasi co-located) relationship or partial QCLrelationship. In this case, the QCL relationship means that channelenvironment such as Doppler spread and/or Doppler shift is the same. Thepartial QCL relationship means that partial channel environment is thesame.

FIG. 10 is a diagram briefly illustrating an operation that a userequipment transceives a signal with a single base station using twoDM-RS port groups.

As shown in FIG. 10, a user equipment (UE) can include two panels. Inthis case, a single base station (e.g., TRP (Transmission ReceptionPoint), etc.) can be connected with the UE through two beams. In thiscase, each of the beams may correspond to a single DM-RS port group.This is because DM-RS ports defined for a different panel may not beQCLed in the aspect of Doppler spread and/or Doppler shift.

Or, according to a different embodiment, a single DM-RS port group canbe configured by a plurality of panels of a UE.

When DCI is defined according to a DM-RS port group, a UE can transmit adifferent CW (Codeword) according to a DM-RS port group. In this case, asingle DM-RS port group can transmit one or two CWs. More specifically,when the number of layers corresponding to a DM-RS port group is equalto or less than 4, the DM-RS port group can transmit one CW. When thenumber of layers corresponding to a DM-RS port group is equal to orgreater than 5, the DM-RS port group can transmit two CWs. And, DM-RSport groups different from each other may have a different scheduled BW.

When single DCI is defined for all DM-RS port groups participating in ULtransmission, the DM-RS port groups can transmit one or two CWs. Forexample, when the total number of layers transmitted in two DM-RS portgroups is equal to or less than 4, one CW is transmitted. On the otherhand, when the total number of layers is equal to or greater than 5, twoCWs can be transmitted.

According to the present invention, the number of UL DM-RS port groupscan be set to a UE via SRI (SRS Resource Indication). For example, whenthe SRI sets two beams to a UE, the UE and a base station may regard itas two DM-RS port groups are set to the UE. According to an example ofthe present invention, the abovementioned configuration can be appliedto a codebook-based UL transmission only.

Or, according to the present invention, the number of UL DM-RS portgroups can be set to a UE through the number of SRS resource sets. Forexample, when a plurality of SRIs belonging to two different SRSresource sets are set to a UE, the UE and a base station may regard itas two DM-RS port groups are set to the UE. According to an example ofthe present invention, the abovementioned configuration can be appliedto a non-codebook-based UL transmission only.

1.8. DCI Format in NR System

In NR system to which the present invention is applicable, it is able tosupport DCI formats described in the following. The NR system cansupport a DCI format 0_0 and a DCI format 0_1 as a DCI format forscheduling PUSCH and support a DCI format 1_0 and a DCI format 1_1 as aDCI format for scheduling PDSCH. And, the NR system can additionallysupport a DCI format 2_0, a DCI format 2_1, a DCI format 2_2, and a DCIformat 2_3 as DCI formats capable of being utilized for other purposes.

In this case, the DCI format 0_0 is used for scheduling TB (TransmissionBlock)-based (or TB-level) PUSCH and the DCI format 0_1 can be used forscheduling TB (Transmission Block)-based (or TB-level) PUSCH orCBG-based (or CBG-level) PUSCH (when CBG (Code Block Group)-based signaltransmission/reception is configured).

And, the DCI format 1_0 is used for scheduling TB-based (or TB-level)PDSCH and the DCI format 1_1 can be used for scheduling TB-based (orTB-level) PDSCH or CBG-based (or CBG-level) PDSCH (when CBG-based signaltransmission/reception is configured).

And, the DCI format 2_0 is used for indicating a slot format, the DCIformat 2_1 is used for indicating a PRB and an OFDM symbol that aspecific UE assumes no intended signal transmission, the DCI format 2_2is used for transmitting TPC (Transmission Power Control) commands ofPUCCH and PUSCH, and the DCI format 2_3 can be used for transmitting aTPC command group for transmitting an SRS transmitted by one or moreUEs.

A specific characteristic of the DCI format can be supported by 3GPP TS38.212 document. In particular, among the DCI format-relatedcharacteristics, apparent steps and parts, which are not explained, canbe explained with reference to the document. And, all terminologiesdisclosed in the present specification can be explained by the standarddocument.

1.9. Transmission Schemes

The NR system to which the present invention is applicable supports twotransmission schemes described in the following for PUSCH:codebook-based transmission and non-codebook-based transmission.

According to one embodiment to which the present invention isapplicable, when txConfig in a higher layer parameter PUSCH-Config,which is transmitted via higher layer signaling (e.g., RRC signaling),is configured by ‘codebook’, a codebook-based transmission can be set toa UE. On the other hand, when the txConfig in the higher layer parameterPUSCH-Config is configured by ‘noncodebook’, a non-codebook-basedtransmission can be set to the UE. If the higher layer parametertxConfig is not configured, PUSCH transmission, which is triggered by aspecific DCI format (e.g., DCI format 0_0, and the like defined in 3GPPTS 38.211), can be performed based on a single PUSCH antenna port.

In the following description, a rank has the same meaning as the numberof layers. For convenience of explanation, in the following description,the related technical features are described based on the term ‘thenumber of layers’.

1.9.1. Codebook-Based UL Transmission

When a UE performs coherent transmission via a different panel,beamforming accuracy can be deteriorated due to phase noise. Inparticular, when phase noise exists, a UE can perform non-coherenttransmission via panels different from each other.

Prior to detail explanation on coherent transmission and non-coherenttransmission, a basic signal operation configuration of the presentinvention is described in FIG. 16.

As illustrated above, a row (horizontal) direction of a precoding matrixcorresponds to a specific (physical) antenna and a column (vertical)direction of a precoding matrix may correspond to a specific layer.

In this case, each antenna can be mapped to an RF chain by 1:1. In thiscase, the RF chain may correspond to a processing block where a singledigital signal is converted into an analog signal.

In this case, coherent transmission may correspond to an operation thata layer (or data of a layer) performs transmission via all antennas.

More specifically, when a signal is transmitted based on a full-coherentprecoding matrix, a signal transmitted via each antenna can be generatedas follows on a baseband.

$\begin{matrix}{{\underset{\underset{Codebook}{\_}}{\frac{1}{4}\begin{bmatrix}1 & 1 & 1 & 1 \\1 & {- 1} & 1 & {- 1} \\j & j & {- j} & {- j} \\j & {- j} & {- j} & {- j}\end{bmatrix}}\underset{\underset{data}{\_}}{\begin{bmatrix}x_{1} \\x_{2} \\x_{3} \\x_{4}\end{bmatrix}}} = {\frac{1}{4}\underset{\underset{{transmitted}{signal}}{\_}}{\begin{bmatrix}{x_{1} + x_{2} + x_{3} + x_{4}} \\{x_{1} - x_{2} + x_{3} - x_{4}} \\{{jx}_{1} + {jx}_{2} - {jx}_{3} - {jx}_{4}} \\{{jx}_{1} - {jx}_{2} - {jx}_{3} - {jx}_{4}}\end{bmatrix}}}} & \left\lbrack {{Equation}\mspace{14mu} 3} \right\rbrack\end{matrix}$

For example, according to the example above, ¼ (X₁+X₂+X₃+X₄) signal isgenerated for an antenna 1 and ¼ (X₁−X₂+X₃−X₄) signal can be generatedfor an antenna 2.

On the contrary, non-coherent transmission may correspond to anoperation that a layer (or data of a layer) performs transmission via aspecific antenna corresponding to the layer.

More specifically, when a signal is transmitted based on a non-coherentprecoding matrix, a signal transmitted via each antenna can be generatedas follows on a baseband.

$\begin{matrix}{{\underset{\underset{Codebook}{\_}}{\frac{1}{4}\begin{bmatrix}1 & 0 & 0 & 0 \\0 & 1 & 0 & 0 \\0 & 0 & 1 & 0 \\0 & 0 & 0 & 1\end{bmatrix}}\underset{\underset{data}{\_}}{\begin{bmatrix}x_{1} \\x_{2} \\x_{3} \\x_{4}\end{bmatrix}}} = {\frac{1}{4}\underset{\underset{{transmitted}{signal}}{\_}}{\begin{bmatrix}x_{1} \\x_{2} \\x_{3} \\x_{4}\end{bmatrix}}}} & \left\lbrack {{Equation}\mspace{14mu} 4} \right\rbrack\end{matrix}$

In this case, a signal is generated on a baseband due to a reasondescribed in the following.

In the aforementioned antenna-RF chain configuration, an RF chainconnected to each antenna corresponds to a combination of multiple RFelements. Each of the RF elements may generate unique distortion (e.g.,phase shifting, amplitude attenuation).

In particular, when the distortion is insignificant, it may have noproblem. However, if a value of the distortion is significant, it mayaffect beamforming.

For example, in an equation described in the following, a specificmatrix (e.g., phase shifted matrix due to RF impairment) is additionallydescribed to express contamination of a signal which has passed throughan RF chain. In this case, if there is no distortion, the matrix becomesan identity matrix.

$\begin{matrix}{{\frac{1}{4}\underset{\underset{{{phase}\mspace{14mu}{shift}\mspace{11mu}{due}\mspace{14mu}{to}}{{RF}\mspace{14mu}{imparement}}}{\_}}{\begin{bmatrix}e^{j\;\theta_{1}} & 0 & 0 & 0 \\0 & e^{j\;\theta_{2}} & 0 & 0 \\0 & 0 & e^{j\;\theta_{3}} & 0 \\0 & 0 & 0 & e^{j\;\theta_{4}}\end{bmatrix}}\underset{\underset{Codebook}{\_}}{\begin{bmatrix}1 & 1 & 1 & 1 \\1 & {- 1} & 1 & {- 1} \\j & j & {- j} & {- j} \\j & {- j} & {- j} & {- j}\end{bmatrix}}\underset{\underset{data}{\_}}{\begin{bmatrix}x_{1} \\x_{2} \\x_{3} \\x_{4}\end{bmatrix}}} = {\underset{\underset{{Corrupted}\mspace{14mu}{Codebook}}{\_}}{\frac{1}{4}\begin{bmatrix}e^{j\;\theta_{1}} & e^{j\;\theta_{1}} & e^{j\;\theta_{1}} & e^{j\;\theta_{1}} \\e^{j\;\theta_{2}} & {- e^{j\;\theta_{2}}} & e^{j\;\theta_{2}} & {- e^{j\;\theta_{2}}} \\{je}^{j\;\theta_{3}} & {je}^{j\;\theta_{3}} & {- {je}^{j\;\theta_{3}}} & {- {je}^{j\;\theta_{3}}} \\{je}^{j\;\theta_{4}} & {- {je}^{j\;\theta_{4}}} & {- {je}^{j\;\theta_{4}}} & {- {je}^{j\;\theta_{4}}}\end{bmatrix}}\underset{\underset{data}{\_}}{\begin{bmatrix}x_{1} \\x_{2} \\x_{3} \\x_{4}\end{bmatrix}}}} & \left\lbrack {{Equation}\mspace{14mu} 5} \right\rbrack\end{matrix}$

In equation 5, it is necessary to transmit data such as X₁ in a vectordirection such as [1 1 j j]. However, due to distortion generated by anRF chain, the data is transmitted in a direction of [e^(jθ) ¹ e^(jθ) ²je^(jθ) ³ je^(jθ) ⁴ ]. In particular, as values of θ₁ θ₂, θ₃, θ₄ aregetting bigger, a signal transmission direction can be considerablychanged from an original direction.

In this case, although distortions generated by 4 RF chains are big, ifsizes of the distortions are all the same, no problem may occur. This isbecause, since [e^(jθ) ¹ e^(jθ) ¹ je^(jθ) ¹ je^(jθ) ¹ ], a beamdirection is not changed irrespective of a size of θ₁.

In particular, when the distortion of the RF chain is big, asillustrated in equation 6, it may be preferable not to performbeamforming (i.e., a non-coherent transmission scheme).

$\begin{matrix}{{\frac{1}{4}\underset{\underset{{{phase}\mspace{14mu}{shift}\mspace{11mu}{due}\mspace{14mu}{to}}{{RF}\mspace{14mu}{imparement}}}{\_}}{\begin{bmatrix}e^{j\;\theta_{1}} & 0 & 0 & 0 \\0 & e^{j\;\theta_{2}} & 0 & 0 \\0 & 0 & e^{j\;\theta_{3}} & 0 \\0 & 0 & 0 & e^{j\;\theta_{4}}\end{bmatrix}}\underset{\underset{Codebook}{\_}}{\begin{bmatrix}1 & 0 & 0 & 0 \\0 & 1 & 0 & 0 \\0 & 0 & 1 & 0 \\0 & 0 & 0 & 1\end{bmatrix}}\underset{\underset{data}{\_}}{\begin{bmatrix}x_{1} \\x_{2} \\x_{3} \\x_{4}\end{bmatrix}}} = {\underset{\underset{{Corrupted}\mspace{14mu}{Codebook}}{\_}}{\frac{1}{4}\begin{bmatrix}e^{j\;\theta_{1}} & 0 & 0 & 0 \\0 & e^{j\;\theta_{2}} & 0 & 0 \\0 & 0 & e^{j\;\theta_{3}} & 0 \\0 & 0 & 0 & e^{j\;\theta_{4}}\end{bmatrix}}\underset{\underset{data}{\_}}{\begin{bmatrix}x_{1} \\x_{2} \\x_{3} \\x_{4}\end{bmatrix}}}} & \left\lbrack {{Equation}\mspace{14mu} 6} \right\rbrack\end{matrix}$

Referring to equation 6, a codebook contaminated by distortion and a notcontaminated codebook have such a difference as e^(jθ) ¹ , e^(jθ) ² ,e^(jθ) ³ , e^(jθ) ⁴ only in the aspect of data X₁. Consequently, thedistortion can be corrected at the time of estimating a channel.

In particular, when distortion of an RF chain is not significant ordistortions generated by all RF chains are the same, it may bepreferable to transmit a signal using a full-coherent codebook capableof performing digital beamforming. Or, when each RF chain has adifferent distortion and a size of the distortion is big enough foraffecting beamforming, it may be preferable to transmit a signal using anon-coherent codebook incapable of performing digital beamforming.

In addition, in case of a partial coherent codebook with rank 4 (or apartial coherent codebook for 4 layers), since characteristic of an RFchain connected with an antenna 1 is similar to characteristic of an RFchain connected with an antenna 3, it may consider that distortionsgenerated by the RF chains are the same. The relationship above can beidentically applied to an antenna 2 and an antenna 4 as well.

In particular, in case of the partial coherent codebook with rank 4 (orthe partial coherent codebook for 4 layers) (e.g., TPMI index 1 or 2 inTable 13), a transmitter (e.g., UE) transmits a signal using a coherenttransmission scheme for an antenna 1 & an antenna 3 (or an antenna 2 &an antenna 4) and can transmit a signal using a non-coherent schemebetween the antenna 1 and the antenna 2. The abovementionedcharacteristic can be checked through TPMI indexes 4 to 11 of Table 9,TPMI indexes 6 to 13 of Table 11, and TPMI indexes 1 to 2 of Table 12.

On the other hand, when an MCS (Modulation and Coding Scheme) is low, animpact due to phase noise is not that big (i.e., marginal). Inparticular, the beamforming accuracy may not be considerablydeteriorated (i.e., marginal). In this case, preferably, a UE canperform coherent combining.

Meanwhile, the impact due to the phase noise is different in relation toan RF (Radio Frequency). In particular, an expensive RF element may havevery small phase noise.

In particular, the NR system applicable to the present invention cansupport both non-coherent transmission and coherent transmission.

In order to perform codebook-based transmission, a UE determines acodebook subset based on the reception of a TPMI (Transmitted PrecodingMatrix Indicator) and codebookSubset included in higher layer signalingPUSCH-Config. In this case, the codebookSubset can be configured by oneselected from the group consisting of ‘fullAndPartialAndNonCoherent’,‘partialAndNonCoherent’, and ‘nonCoherent’ depending on UE capabilityindicating a codebook capable of being supported by the UE. In thiscase, the ‘fullAndPartialAndNonCoherent’ indicates that the UE is ableto support a full-coherent codebook, a partial-coherent codebook, and anon-coherent codebook. The ‘partialAndNonCoherent’ indicates that the UEis able to support a partial-coherent codebook and a non-coherentcodebook. The ‘nonCoherent’ indicates that the UE is able to support anon-coherent codebook only.

In this case, the maximum transmission rank (or the number of layers)applied to the codebook can be configured by maxrank included in thehigher layer signaling PUSCH-Config.

Having reported ‘partialAndNonCoherent’ as UE capability of the UE, theUE does not expect that the codebook Subset is configured by the‘fullAndPartialAndNonCoherent’. This is because, as mentioned in theforegoing description, if the UE reports ‘partialAndNonCoherent’ as UEcapability of the UE, it means that the UE does not support signaltransmission based on a full coherent codebook. In particular, the UEmay not expect a configuration (i.e., codebook subset is configured by‘fullAndPartialAndNonCoherent’) for transmitting a signal based on thefull coherent codebook.

Similarly, having reported ‘nonCoherent’ as UE capability of the UE, theUE does not expect that the codebook Subset is configured by the‘fullAndPartialAndNonCoherent’ or the ‘partialAndNonCoherent’.

The NR system to which the present invention is applicable supports twooptions using UL waveforms: one is CP-OFDM (Cyclic Prefix—OrthogonalFrequency Division Multiplexing) and another is DFT-s-OFDM (DiscreteFourier Transform—spread—Orthogonal Frequency Division Multiplexing). Inthis case, in order to generate the DFT-s-OFDM waveform, it is necessaryto apply transform precoding.

When transform precoding is disabled for a UE according to the presentinvention or the UE is unable to apply the transform precoding, the UEuses the CP-OFDM waveform as an uplink waveform. On the contrary, whenthe transform precoding is abled for the UE or the UE is able to applythe transform precoding, the UE uses the DFT-s-OFDM waveform as anuplink waveform.

In the following description, when transform precoding is disabled for aspecific UE or the specific UE is unable to apply the transformprecoding, it is common referred to as a case that the transformprecoding is disabled.

In this case, a precoder W, which is determined to performcodebook-based transmission, can be determined based on the number oftransmission layers, the number of antenna ports, and a TPMI included inDCI for scheduling UL transmission according to a table described in thefollowing.

Table 8 illustrates a precoding matrix W for performing single layertransmission using 2 antenna ports and Table 9 illustrates a precodingmatrix W for performing single layer transmission using 4 antenna portswith transform precoding disabled.

TABLE 8 TPMI W index (ordered from left to right in increasing order ofTPMI index) 0-5 $\frac{1}{\sqrt{2}}\begin{bmatrix}1 \\0\end{bmatrix}$ $\frac{1}{\sqrt{2}}\begin{bmatrix}0 \\1\end{bmatrix}$ $\frac{1}{\sqrt{2}}\begin{bmatrix}1 \\1\end{bmatrix}$ $\frac{1}{\sqrt{2}}\begin{bmatrix}1 \\{- 1}\end{bmatrix}$ $\frac{1}{\sqrt{2}}\begin{bmatrix}1 \\j\end{bmatrix}$ $\frac{1}{\sqrt{2}}\begin{bmatrix}1 \\{- j}\end{bmatrix}$ — —

TABLE 9 TPMI W index (ordered from left to right in increasing order ofTPMI index) 0-7 $\frac{1}{2}\begin{bmatrix}1 \\\begin{matrix}0 \\0 \\0\end{matrix}\end{bmatrix}$ $\frac{1}{2}\begin{bmatrix}0 \\\begin{matrix}1 \\0 \\0\end{matrix}\end{bmatrix}$ $\frac{1}{2}\begin{bmatrix}0 \\\begin{matrix}0 \\1 \\0\end{matrix}\end{bmatrix}$ $\frac{1}{2}\begin{bmatrix}0 \\\begin{matrix}0 \\0 \\1\end{matrix}\end{bmatrix}$ $\frac{1}{2}\begin{bmatrix}1 \\\begin{matrix}0 \\1 \\0\end{matrix}\end{bmatrix}$ $\frac{1}{2}\begin{bmatrix}1 \\\begin{matrix}0 \\{- 1} \\0\end{matrix}\end{bmatrix}$ $\frac{1}{2}\begin{bmatrix}1 \\\begin{matrix}0 \\j \\0\end{matrix}\end{bmatrix}$ $\frac{1}{2}\begin{bmatrix}1 \\\begin{matrix}0 \\{- j} \\0\end{matrix}\end{bmatrix}$  8-15 $\frac{1}{2}\begin{bmatrix}0 \\\begin{matrix}1 \\0 \\1\end{matrix}\end{bmatrix}$ $\frac{1}{2}\begin{bmatrix}0 \\\begin{matrix}1 \\0 \\{- 1}\end{matrix}\end{bmatrix}$ $\frac{1}{2}\begin{bmatrix}0 \\\begin{matrix}1 \\0 \\j\end{matrix}\end{bmatrix}$ $\frac{1}{2}\begin{bmatrix}0 \\\begin{matrix}1 \\0 \\{- j}\end{matrix}\end{bmatrix}$ $\frac{1}{2}\begin{bmatrix}1 \\\begin{matrix}1 \\1 \\1\end{matrix}\end{bmatrix}$ $\frac{1}{2}\begin{bmatrix}1 \\\begin{matrix}1 \\j \\j\end{matrix}\end{bmatrix}$ $\frac{1}{2}\begin{bmatrix}1 \\\begin{matrix}1 \\{- 1} \\{- 1}\end{matrix}\end{bmatrix}$ $\frac{1}{2}\begin{bmatrix}1 \\\begin{matrix}1 \\{- j} \\{- j}\end{matrix}\end{bmatrix}$ 16-23 $\frac{1}{2}\begin{bmatrix}1 \\\begin{matrix}j \\1 \\j\end{matrix}\end{bmatrix}$ $\frac{1}{2}\begin{bmatrix}1 \\\begin{matrix}j \\j \\{- 1}\end{matrix}\end{bmatrix}$ $\frac{1}{2}\begin{bmatrix}1 \\\begin{matrix}j \\{- 1} \\{- j}\end{matrix}\end{bmatrix}$ $\frac{1}{2}\begin{bmatrix}1 \\\begin{matrix}j \\{- j} \\1\end{matrix}\end{bmatrix}$ $\frac{1}{2}\begin{bmatrix}1 \\\begin{matrix}{- 1} \\1 \\{- 1}\end{matrix}\end{bmatrix}$ $\frac{1}{2}\begin{bmatrix}1 \\\begin{matrix}{- 1} \\j \\{- j}\end{matrix}\end{bmatrix}$ $\frac{1}{2}\begin{bmatrix}1 \\\begin{matrix}{- 1} \\{- 1} \\1\end{matrix}\end{bmatrix}$ $\frac{1}{2}\begin{bmatrix}1 \\\begin{matrix}{- 1} \\{- j} \\j\end{matrix}\end{bmatrix}$ 24-27 $\frac{1}{2}\begin{bmatrix}1 \\\begin{matrix}{- j} \\1 \\{- j}\end{matrix}\end{bmatrix}$ $\frac{1}{2}\begin{bmatrix}1 \\\begin{matrix}{- j} \\j \\1\end{matrix}\end{bmatrix}$ $\frac{1}{2}\begin{bmatrix}1 \\\begin{matrix}{- j} \\{- 1} \\1\end{matrix}\end{bmatrix}$ $\frac{1}{2}\begin{bmatrix}1 \\\begin{matrix}{- j} \\{- j} \\{- 1}\end{matrix}\end{bmatrix}$ — — — —

Table 10 illustrates a precoding matrix W for performing 2-layertransmission using 2 antenna ports with transform precoding disabled,Table 11 illustrates a precoding matrix W for performing 2-layertransmission using 4 antenna ports with transform precoding disabled,Table 12 illustrates a precoding matrix W for performing 3-layertransmission using 4 antenna ports with transform precoding disabled,and Table 13 illustrates a precoding matrix W for performing 4-layertransmission using 4 antenna ports with transform precoding disabled.

TABLE 10 TPMI W index (ordered from left to right in increasing order ofTPMI index) 0-2 $\frac{1}{\sqrt{2}}\begin{bmatrix}1 & 0 \\0 & 1\end{bmatrix}$ $\frac{1}{2}\begin{bmatrix}1 & 1 \\1 & {- 1}\end{bmatrix}$ $\frac{1}{2}\begin{bmatrix}1 & 1 \\j & {- j}\end{bmatrix}$  

TABLE 11 TPMI W index (ordered from left to right in increasing order ofTPMI index) 0-3 $\frac{1}{2}\begin{bmatrix}1 & 0 \\0 & 1 \\0 & 0 \\0 & 0\end{bmatrix}$ $\frac{1}{2}\begin{bmatrix}1 & 0 \\0 & 0 \\0 & 1 \\0 & 0\end{bmatrix}$ $\frac{1}{2}\begin{bmatrix}1 & 0 \\0 & 0 \\0 & 0 \\0 & 1\end{bmatrix}$ $\frac{1}{2}\begin{bmatrix}0 & 0 \\1 & 0 \\0 & 1 \\0 & 0\end{bmatrix}$ 4-7 $\frac{1}{2}\begin{bmatrix}0 & 0 \\1 & 0 \\0 & 0 \\0 & 1\end{bmatrix}$ $\frac{1}{2}\begin{bmatrix}0 & 0 \\0 & 0 \\1 & 0 \\0 & 1\end{bmatrix}$ $\frac{1}{2}\begin{bmatrix}1 & 0 \\0 & 1 \\1 & 0 \\0 & {- j}\end{bmatrix}$ $\frac{1}{2}\begin{bmatrix}1 & 0 \\0 & 1 \\1 & 0 \\0 & j\end{bmatrix}$  8-11 $\frac{1}{2}\begin{bmatrix}1 & 0 \\0 & 1 \\{- j} & 0 \\0 & 1\end{bmatrix}$ $\frac{1}{2}\begin{bmatrix}1 & 0 \\0 & 1 \\{- j} & 0 \\0 & {- 1}\end{bmatrix}$ $\frac{1}{2}\begin{bmatrix}1 & 0 \\0 & 1 \\{- 1} & 0 \\0 & {- j}\end{bmatrix}$ $\frac{1}{2}\begin{bmatrix}1 & 0 \\0 & 1 \\{- 1} & 0 \\0 & j\end{bmatrix}$ 12-15 $\frac{1}{2}\begin{bmatrix}1 & 0 \\0 & 1 \\j & 0 \\0 & 1\end{bmatrix}$ $\frac{1}{2}\begin{bmatrix}1 & 0 \\0 & 1 \\j & 0 \\0 & {- 1}\end{bmatrix}$ $\frac{1}{2\sqrt{2}}\begin{bmatrix}1 & 1 \\1 & 1 \\1 & {- 1} \\1 & {- 1}\end{bmatrix}$ $\frac{1}{2\sqrt{2}}\begin{bmatrix}1 & 1 \\1 & 1 \\j & {- j} \\j & {- j}\end{bmatrix}$ 16-19 $\frac{1}{2\sqrt{2}}\begin{bmatrix}1 & 1 \\j & j \\1 & {- 1} \\j & {- j}\end{bmatrix}$ $\frac{1}{2\sqrt{2}}\begin{bmatrix}1 & 1 \\j & j \\j & {- j} \\{- 1} & 1\end{bmatrix}$ $\frac{1}{2\sqrt{2}}\begin{bmatrix}1 & 1 \\{- 1} & {- 1} \\1 & {- 1} \\{- 1} & 1\end{bmatrix}$ $\frac{1}{2\sqrt{2}}\begin{bmatrix}1 & 1 \\{- 1} & {- 1} \\j & {- j} \\{- j} & j\end{bmatrix}$ 20-21 $\frac{1}{2\sqrt{2}}\begin{bmatrix}1 & 1 \\{- j} & {- j} \\1 & {- 1} \\{- j} & j\end{bmatrix}$ $\frac{1}{2\sqrt{2}}\begin{bmatrix}1 & 1 \\{- j} & {- j} \\j & {- j} \\1 & {- 1}\end{bmatrix}$ — —

TABLE 12 TPMI W index (ordered from left to right in increasing order ofTPMI index) 0-3 $\frac{1}{2}\begin{bmatrix}1 & 0 & 0 \\0 & 1 & 0 \\0 & 0 & 1 \\0 & 0 & 0\end{bmatrix}$ $\frac{1}{2}\begin{bmatrix}1 & 0 & 0 \\0 & 1 & 0 \\1 & 0 & 0 \\0 & 0 & 1\end{bmatrix}$ $\frac{1}{2}\begin{bmatrix}1 & 0 & 0 \\0 & 1 & 0 \\{- 1} & 0 & 0 \\0 & 0 & 1\end{bmatrix}$ $\frac{1}{2\sqrt{3}}\begin{bmatrix}1 & 1 & 1 \\1 & {- 1} & 1 \\1 & 1 & {- 1} \\1 & {- 1} & {- 1}\end{bmatrix}$ 4-6 $\frac{1}{2\sqrt{3}}\begin{bmatrix}1 & 1 & 1 \\1 & {- 1} & 1 \\j & j & {- j} \\j & {- j} & {- j}\end{bmatrix}$ $\frac{1}{2\sqrt{3}}\begin{bmatrix}1 & 1 & 1 \\{- 1} & 1 & {- 1} \\1 & 1 & {- 1} \\{- 1} & 1 & 1\end{bmatrix}$ $\frac{1}{2\sqrt{3}}\begin{bmatrix}1 & 1 & 1 \\{- 1} & 1 & {- 1} \\j & j & {- j} \\{- j} & j & j\end{bmatrix}$ —

TABLE 13 TPMI W index (ordered from left to right in increasing order ofTPMI index) 0-3 $\frac{1}{2}\begin{bmatrix}1 & 0 & 0 & 0 \\0 & 1 & 0 & 0 \\0 & 0 & 1 & 0 \\0 & 0 & 0 & 1\end{bmatrix}$ $\frac{1}{2\sqrt{2}}\begin{bmatrix}1 & 1 & 0 & 0 \\0 & 0 & 1 & 1 \\1 & {- 1} & 0 & 0 \\0 & 0 & 1 & {- 1}\end{bmatrix}$ $\frac{1}{2\sqrt{2}}\begin{bmatrix}1 & 1 & 0 & 0 \\0 & 0 & 1 & 1 \\j & {- j} & 0 & 0 \\0 & 0 & j & {- j}\end{bmatrix}$ $\frac{1}{4}\begin{bmatrix}1 & 1 & 1 & 1 \\1 & {- 1} & 1 & {- 1} \\1 & 1 & {- 1} & {- 1} \\1 & {- 1} & {- 1} & 1\end{bmatrix}$ 4 $\frac{1}{4}\begin{bmatrix}1 & 1 & 1 & 1 \\1 & {- 1} & 1 & {- 1} \\j & j & {- j} & {- j} \\j & {- j} & {- j} & j\end{bmatrix}$ — — —

1.9.2. Non-Codebook-Based UL Transmission

When a plurality of SRS resources are configured to performnon-codebook-based transmission, a UE can determine a PUSCH precoder anda transmission rank (or the number of layers) based on a (wideband) SRI(Sounding reference signal Resource Indicator). In this case, the SRIcan be provided via DCI or higher layer signaling.

In this case, the determined precoder may correspond to an identitymatrix.

2. Proposed Embodiment

In the following, a configuration proposed in the present invention isexplained in more detail based on the aforementioned technological idea.

In the present invention, a precoder or a precoding matrix correspondsto a transmission matrix used by a UE to transmit a UL PT-RS.

In the present invention, UL PT-RS power boosting corresponds to anoperation of a UE that increases transmit power of a UL PT-RS portcompared to transmit power of PUSCH for a single layer. In particular, aUL PT-RS power boosting level can indicate a level of transmit power ofa UL PT-RS port compared to transmit power of PUSCH for a single layer.

In other word, according to the present invention, a UL PT-RS powerboosting level of a specific PT-RS port may correspond to a valueindicating a level of transmit power of the PT-RS port which is boostedon the basis of a PUSCH layer connected (or related) with the PT-RSport. Or, according to the present invention, a UL PT-RS power boostinglevel of a specific PT-RS port may correspond to a value indicating alevel of transmit power of a PT-RS, which is transmitted in the specificPT-RS port, on the basis of PUSCH transmit power in a layer connected(or related) with the PT-RS port.

In the present invention, UL PT-RS power boosting can include powerboosting (or power sharing) according to multiple PT-RS ports and/orpower boosting (or power sharing) according to multiple layers.

First of all, the power boosting according to multiple PT-RS ports canbe applied when two PT-RS ports are set to a UE. More specifically, whena first PT-RS port and a second PT-RS port (i.e., the number of PT-RSports is 2) are set to a UE, the UE borrows power from a resourceelement in which the second PT-RS port (or the first PT-RS port) istransmitted to transmit a PT-RS by boosting power of the first PT-RSport (or the second PT-RS port).

In this case, each PT-RS port set to the UE can be assigned to adifferent subcarrier to which a related (or corresponding) DM-RS port isassigned. In particular, PT-RSs respectively corresponding to the twoPT-RS ports can be assigned to a different subcarrier, i.e., a differentresource element.

In the following description, such an expression as ‘correspond to’ canbe replaced with such an expression as ‘related to’ or ‘associatedwith’.

The power boosting according to multiple layers can be applied when aplurality of layers are configured in association with a single PT-RSport. More specifically, when two layers associated with a single PT-RSport are set to a UE, the UE can transmit a PT-RS via power boostingbetween the layers through the single PT-RS port (or using the singlePT-RS port).

In addition, it may consider a method of borrowing power from adifferent antenna port (e.g., CSI-RS, etc.) not used for PT-RS powerboosting. To this end, it is necessary to have a power amplifier havinga more dynamic range. In particular, it may have a problem that UEimplementation cost increases.

In the present invention, a configuration of applying power boosting (orpower sharing) according to multiple PT-RS ports and/or power boosting(or power sharing) according to multiple layers is explained in detailas a UL PT-RS port power boosting method.

In the following, a PT-RS power boosting method for performingcodebook-based UL transmission or non-codebook-based UL transmission anda method of transmitting a PT-RS based on the PT-RS power boostingmethod are explained in detail based on the aforementioned technologicalidea.

According to the present invention, a UE can report UE capabilityindicating that the UE is able to support Full-coherent,Partial-coherent, or non-coherent to a base station. In this case, whenthe UE is able to support the Full-coherent, it means that the UE isable to transmit a PT-RS based on a Full-coherent precoding matrix, aPartial-coherent precoding matrix, and a non-coherent precoding matrix.Similarly, when the UE is able to support the Partial-coherent, it meansthat the UE is able to transmit a PT-RS based on a Partial-coherentprecoding matrix and a non-coherent precoding matrix. When the UE isable to support the non-coherent, it means that the UE is able totransmit a PT-RS based on a non-coherent precoding matrix only.

Subsequently, the base station can provide the UE with information on aprecoding matrix (e.g., TPMI (Transmitted Precoding Matrix Indicator)and a TRI (Transmission Rank Indicator). Specifically, the base stationcan provide the UE with the information (e.g., TPMI and TRI) on theprecoding matrix via DCI (Downlink Control Information). Or, the basestation can provide the UE with information indicating the information(e.g., TPMI and TRI) on the precoding matrix via higher layer signaling(e.g., RRC signaling).

When the UE reports that the UE is able to support the Full-coherent tothe base station, the base station can transmit information (e.g., TPMI,TRI, etc.) on a precoding matrix selected from among the Full-coherentprecoding matrix, the Partial-coherent precoding matrix, and thenon-coherent precoding matrix to the UE.

When the UE reports that the UE is able to support the Partial-coherentto the base station, the base station can transmit information (e.g.,TPMI, TRI, etc.) on a precoding matrix selected from among thePartial-coherent precoding matrix and the non-coherent precoding matrixto the UE.

When the UE reports that the UE is able to support the non-coherent tothe base station, the base station can transmit information (e.g., TPMI,TRI, etc.) on a non-coherent precoding matrix to the UE.

The information on the precoding matrix may correspond to information ona precoding matrix among precoding matrixes illustrated in Tables 9 to14 (or information indicating a precoding matrix among the precodingmatrixes). In this case, a full coherent precoding matrix corresponds toa matrix that all element values of the matrix are not 0. A non-coherentprecoding matrix corresponds to a matrix that the maximum number ofelements of which a value is not 0 in each row corresponds to 1 and thenumber of elements of which a value is not 0 in each column correspondsto 1. A partial-coherent precoding matrix corresponds to a matrixneither the full coherent matrix nor the non-coherent matrix.

The UE determines an uplink PT-RS power boosting level based on aprecoding matrix configured by the base station and can transmit thePT-RS based on the determined uplink PT-RS power boosting level. Morespecifically, the UE can transmit the PT-RS based on the uplink PT-RSpower boosting level which is determined via a related (corresponding)UL layer according to a configured PT-RS port.

In the following, a method of determining a PT-RS power boosting levelbased on a configured precoding matrix is explained in detail.

In Case of Full-Coherent Precoding Matrix

FIG. 10 is a diagram illustrating an example of configuring afull-coherent precoding matrix according to an embodiment of the presentinvention.

As mentioned in the foregoing description, a Full-coherent precodingmatrix may correspond to a matrix that all element values of the matrixare not 0.

When a UE reports UE capability indicating that the UE is able tosupport the Full-coherent precoding matrix, the UE may expect that thenumber of PT-RS ports corresponds to 1. In particular, in the presentinvention, when the Full-coherent precoding matrix is configured, onlyone PT-RS port can be set to the UE.

In this case, an uplink PT-RS power boosting factor or a power boostinglevel can satisfy the following equation.10×log₁₀(X)  [Equation 7]

In this case, X may correspond to the number of (PUSCH) layersconfigured in association with a single PT-RS port.

For example, as shown in FIG. 10, when a precoding matrix correspondingto a TPMI index 4 of Table 13 is set to a UE and a UL PT-RS port isassociated with a layer #0, it may assume that a precoder of the PT-RSport corresponds to a precoding matrix corresponding to a TPMI index 13of Table 9. In this case, information indicating that the UL PT-RS portis associated with the layer #0 can be forwarded to the UE via DCI orRRC signaling. In other word, the UL PT-RS port can be associated with alayer #1, a layer #2, or a layer #3 rather than the layer #0 dependingon an embodiment and information can be forwarded to the UE via DCI orRRC signaling.

Since the UE is able to borrow power from other 3 layers, the UE is ableto configure EPRE (Energy Per Resource Element) compared to PUSCH by 6dB while keeping per antenna power constraint.

In case of partial-coherent precoding matrix

FIG. 11 is a diagram illustrating an example of configuring apartial-coherent precoding matrix according to a different embodiment ofthe present invention.

In case of a partial-coherent precoding matrix, each layer can betransmitted at one or two antenna ports.

In case of a precoding matrix of maximum rank 3, antenna port(s)transmitting each layer are not overlapped. In particular, each layer istransmitted at a different antenna port(s).

On the other hand, in case of a precoding matrix of a rank 4, each layeris transmitted at two antenna ports and a pair of layers is transmittedat an antenna port belonging to the same set.

In particular, when a single PT-RS port is set, if a precoding matrix ofthe maximum rank 3 is set to a UE, the UE is unable to perform UL PT-RSpower boosting. On the contrary, if a precoding matrix of a rank 4 isset to a UE, the UE can perform UL PT-RS power boosting as much as 3 dBwith the help of antenna ports overlapped according to a layer.

As a different example, when two PT-RS ports are set to a UE, if poweris borrowed from REs muted in frequency domain, a UE to which aprecoding matrix of maximum rank 3 is set is able to perform UL PT-RSpower boosting as much as 3 dB and a UE to which a precoding matrix ofrank 4 is set is able to perform UL PT-RS power boosting as much as 6dB.

In this case, an uplink PT-RS power boosting factor or a power boostinglevel can satisfy the following equation.

First of all, a UE to which a partial-coherent precoding matrix of rank1, rank 2, or rank 3 is set can perform UL PT-RS power boostingsatisfying the following equation.10×log₁₀(Y)  [Equation 8]

In this case, Y corresponds to the number of UL PT-RS ports set to theUE and may have a value of 1 or 2.

Or, a UE to which a partial-coherent precoding matrix of rank 4 is setcan perform UL PT-RS power boosting satisfying the following equation.10×log₁₀(YZ)  [Equation 9]

In this case, Y corresponds to the number of UL PT-RS ports set to theUE and may have a value of 1 or 2. And, Z corresponds to the number ofPUSCH layers sharing the same UL PT-RS port.

For example, as shown in FIG. 11, when a precoding matrix correspondingto a TPMI index 2 of Table 13 is set to a UE and a UL PT-RS port isassociated with a layer #0, it may assume that a precoder of the PT-RSport corresponds to a precoding matrix corresponding to a TPMI index 2of Table 9. In this case, as mentioned in the foregoing description,information indicating that the UL PT-RS port is associated with thelayer #0 can be forwarded to the UE via DCI or RRC signaling. In otherword, the UL PT-RS port can be associated with a layer #1 rather thanthe layer #0 depending on an embodiment and information can be forwardedto the UE via DCI or RRC signaling.

Since the UE is able to borrow power from a different PT-RS port, the UEis able to configure EPRE (Energy Per Resource Element) compared toPUSCH (PUSCH to PT-RS EPRE) by 3 dB while keeping per antenna powerconstraint.

On the other hand, when a precoding matrix corresponding to a TPMI index2 of Table 12 is set to a UE and a UL PT-RS port is associated with alayer #0, it may assume that a precoder of the PT-RS port corresponds toa precoding matrix corresponding to a TPMI index 2 of Table 11.

In this case, in order to keep per antenna power constraint, PUSCH toPT-RS EPRE should be 0 dB.

Additionally, when two UL PT-RS ports are set to the UE, it mayconfigure an additional UL PT-RS port. The additional UL PT-RS port canbe associated with a later #2 or a layer #3 via DCI or RRC signaling.

In case of non-coherent precoding matrix

FIG. 12 is a diagram illustrating an example of configuring anon-coherent precoding matrix according to a further differentembodiment of the present invention.

In case of a non-coherent precoding matrix, each layer can betransmitted at one antenna port. In this case, in order to keep perantenna power constraint, a PT-RS port is unable to borrow power from adifferent layer.

On the other hand, when two PT-RS ports are configured, a specific PT-RSport may borrow power as much as 3 dB from REs muted in frequency domain(for another PT-RS port).

In this case, as shown in equation 8, an uplink PT-RS power boostingfactor or a power boosting level can satisfy 10×log₁₀(Y). In this case,Y corresponds to the number of UL

PT-RS ports set to the UE and may have a value of 1 or 2.

For example, as shown in FIG. 12, when a precoding matrix correspondingto a TPMI index 0 of Table 13 is set to a UE and a UL PT-RS port isassociated with a layer #0, it may assume that a precoder of the PT-RSport corresponds to a precoding matrix corresponding to a TPMI index 0of Table 9. In this case, as mentioned in the foregoing description,information indicating that the UL PT-RS port is associated with thelayer #0 can be forwarded to the UE via DCI or RRC signaling. In otherword, the UL PT-RS port can be associated with a layer #1 rather thanthe layer #0 depending on an embodiment and information can be forwardedto the UE via DCI or RRC signaling.

In this case, in order to keep per antenna power constraint, PUSCH toPT-RS EPRE should be 0 dB.

In the following, when transform precoding is disabled according to thepresent invention, all embodiments capable of being applied to a methodfor a UE to perform UL PT-RS power boosting and a method of transmittinga UL PT-RS based on the power boosting method are explained in detail.

In the following description, assume that SRS (Sounding ReferenceSignal) ports 0 and 2 within an indicated TPMI share a PT-RS port 0 andSRS ports 1 and 3 within an indicated TPMI share a PT-RS port 1. Inparticular, as described in FIG. 17, assume that an SRS port group #0(e.g., SRS ports 0 and 2) shares a PT-RS port and an SRS port group #1(e.g., SRS ports 1 and 3) shares a different PT-RS port.

First of all, when a configured precoding matrix corresponds to aprecoding matrix of a rank 2, a UE can determine a UL PT-RS powerboosting level as follows. In the following, a method for a UE todetermine a UL PT-RS power boosting level is explained in detail basedon 4 rank-2 precoding matrixes described in the following.

${A = {\frac{1}{2}\begin{bmatrix}1 & 0 \\0 & 1 \\0 & 0 \\0 & 0\end{bmatrix}}},{B = {\frac{1}{2}\begin{bmatrix}1 & 0 \\0 & 0 \\0 & 1 \\0 & 0\end{bmatrix}}},{C = {\frac{1}{2}\begin{bmatrix}1 & 0 \\0 & 1 \\{- 1} & 0 \\0 & {- j}\end{bmatrix}}},{D = {\frac{1}{2\sqrt{2}}\begin{bmatrix}1 & 1 \\{- j} & {- j} \\j & {- j} \\1 & {- 1}\end{bmatrix}}}$

For example, when a PT-RS port is assigned (set) to a UE, the UE doesnot perform power boosting based on a precoding matrix corresponding toA or B.

In this case, in order for the UE to perform PT-RS power boosting, theUE should borrow power from a different antenna port (e.g., CSI-RS port,etc.) which is not used. However, since the operation above requires apower amplifier having a more dynamic range, it is not preferable interms of UE implementation.

In particular, in case of the matrix B, since two layers share the sameUL PT-RS port, it may define a single PT-RS port only for the matrix B.

On the other hand, in case of the matrix A, since two layers share adifferent UL PT-RS port, it may define one or two PT-RS ports for thematrix A. In particular, when two PT-RS ports are defined for the matrixA, a UE can borrow power from an RE in which a different PT-RS port istransmitted. Hence, when two PT-RS ports are defined for the matrix A,the UE is able to perform power boosting on each of the two PT-RS ports.

Similar to the matrix B, it may be able to define one or two PT-RS portsfor the matrix C. In particular, when one PT-RS port is set to thematrix C, a UE is able to perform 0 dB power boosting. When two PT-RSports are set to the matrix C, the UE is able to perform 3 dB powerboosting.

The matrix D corresponds to a full-coherent matrix. It may define asingle PT-RS port only for the matrix D. In particular, in case of thematrix D, the UE is able to perform 3 dB power boosting.

When a configured precoding matrix corresponds to a rank 3 precodingmatrix, a UE can determine a UL PT-RS power boosting level as follows.In the following, a method for a UE to determine a UL PT-RS powerboosting level based on two rank 3 precoding matrixes is explained.

${A = {\frac{1}{2}\begin{bmatrix}1 & 0 & 0 \\0 & 1 & 0 \\1 & 0 & 0 \\0 & 0 & 1\end{bmatrix}}},{B = {\frac{1}{2\sqrt{3}}\begin{bmatrix}1 & 1 & 1 \\{- 1} & 1 & {- 1} \\j & j & {- j} \\{- j} & j & j\end{bmatrix}}}$

When a PT-RS port is assigned (set) to the matrix A, since a UE isunable to borrow power from layers assigned by the same PT-RS port dueto the reason identical to the reason of the matrix A or B of rank 2,the UE is unable to perform power boosting (in other word, the UE isable to perform 0 dB power boosting).

The matrix B corresponds to a full-coherent matrix and it may be able todefine a single PT-RS port only for the matrix B. In particular, in caseof the matrix B, a UE is able to perform 4.77 dB power boosting.

Subsequently, when a configured precoding matrix corresponds to aprecoding matrix of rank 4, a UE can determine a UL PT-RS power boostinglevel as follows. In the following, a method for a UE to determine a ULPT-RS power boosting level is explained in detail based on 1 rank-4precoding matrix described in the following.

$\frac{1}{2\sqrt{2}}\begin{bmatrix}1 & 1 & 0 & 0 \\0 & 0 & 1 & 1 \\j & j & 0 & 0 \\0 & 0 & j & {- j}\end{bmatrix}$

The precoding matrix corresponds to a partial coherent matrix and showsa configuration that two layers are assigned (shared) to a PT-RS port.In particular, when the number of PT-RS ports corresponds to 1, the UEis able to perform 3 dB power boosting. When the number of PT-RS portscorresponds to 2, since the UE is able to borrow power from a differentPT-RS port, the UE is able to perform 6 dB power boosting.

The aforementioned method for the UE to determine a UL PT-RS powerboosting level can be determined as follows based on the number of ULPT-RS ports and the number of PUSCH layers sharing the same combinationof active SRS ports.

In this case, the UL PT-RS power boosting level (A [dB]) of the UE cansatisfy the following equation. In this case, B of the equation 10 canbe determined based on an RRC parameter and the number of PUSCH layerssharing the same combination of active SRS ports on the basis of thetable described in the following.A=10*log₁₀(# of UL PT-RS ports)+B  [Equation 10]

TABLE 14 The number of PUSCH layers sharing the same combination ofactive SRS ports 1 2 3 4 RRC 00 0[dB] 3[dB] 4.77[dB] 6[dB] parameters 01reserved 10 reserved 11 reserved

In this case, regarding RRC parameters ‘01’, ‘10’, and ‘11’, it may beable to define B values different from an RRC parameter ‘00’ of Table14.

According to the present invention, when a separate RRC parameter is notset to a UE, the UE may use RRC parameters=00 as a default value. Inother word, when a separate RRC parameter is not set to a UE, the UE mayexpect (or assume, or consider) that a value of B for determining a ULPT-RS power boosting level corresponds to 0 [dB] (when the number ofPUSCH layers sharing the same combination of active SRS portscorresponds to 1), 3 [dB] (when the number of PUSCH layers sharing thesame combination of active SRS ports corresponds to 2), 4.77 [dB] (whenthe number of PUSCH layers sharing the same combination of active SRSports 3), or 6 [dB] (when the number of PUSCH layers sharing the samecombination of active SRS ports corresponds to 4).

In addition, in case of a partial-coherent precoding matrix or anon-coherent precoding matrix, the aforementioned UL PT-RS powerboosting level of the UE can be determined as follows.

First of all, when the partial-coherent precoding matrix or thenon-coherent precoding matrix is applied, the PT-RS power boosting levelof the UE can be determined based on the number of UL PT-RS ports only.However, as an exceptional case, since two layers are shared by a singlePT-RS port for two partial-coherent precoding matrixes described in thefollowing, it may additionally apply 3 dB to the PT-RS power boostinglevel of the UE.

${\frac{1}{2\sqrt{2}}\begin{bmatrix}1 & 1 & 0 & 0 \\0 & 0 & 1 & 1 \\1 & {- 1} & 0 & 0 \\0 & 0 & 1 & {- 1}\end{bmatrix}}{\frac{1}{2\sqrt{2}}\begin{bmatrix}1 & 1 & 0 & 0 \\0 & 0 & 1 & 1 \\j & {- j} & 0 & 0 \\0 & 0 & j & {- j}\end{bmatrix}}$

More specifically, among precoding matrixes except a full-coherentmatrix, only the two partial-coherent matrixes can borrow power from alayer using the same combination of active SRS ports (or the same PT-RSport). In particular, although the two precoding matrixes correspond topartial-coherent precoding matrixes, a layer #0 and a layer #1 of thetwo precoding matrixes share the same SRS port. Similarly, a layer #2and a layer #3 of the two precoding matrixes share the same SRS port.Hence, in case of the two precoding matrixes, it may borrow powerbetween layers.

In particular, the UL PT-RS power boosting level (A [dB]) of the UEsatisfies the equation in the following. In case of a non-coherentprecoding matrix, the B corresponds to 0. In case of a partial-coherentprecoding matrix except the two precoding matrixes, the B corresponds to0. In case of the two precoding matrixes, the B corresponds to 3 [dB].A=10*log₁₀(# of UL PT-RS ports)+B  [Equation 11]

In this case, the UL PT-RS power boosting level satisfying the equation11 may correspond to a PT-RS scaling factor β.

More specifically, when transform precoding is disabled, if a higherlayer parameter UL-PTRS-present is set to a UE, the PT-RS scaling factorβ can be determines as follows based on a value indicated by an RRCparameter UL-PTRS-EPRE-ratio of which a default value corresponds to 00.

When a precoding matrix indicated by a TPMI corresponds to a precodingmatrix corresponding to one selected from the group consisting of a TPMIindex 0 of Table 10, TPMI indexes 0 to 13 of Table 11, TPMI indexes 0 to2 of table 12, and a TPMI index 0 of table 13, the PT-RS scaling factorβ corresponds to √{square root over (N_(PT-RS) ^(UL))}. In this case,N_(PT-RS) ^(UL) corresponds to the actual number of UL PT-RS ports.

When a precoding matrix indicated by a TPMI corresponds to a precodingmatrix corresponding to one selected from among a TPMI index 1 of table13 and a TPMI index 2 of table 13, the PT-RS scaling factor βcorresponds to √{square root over (2N_(PT-RS) ^(UL))}.

Otherwise, the PT-RS scaling factor β corresponds to 1.

TABLE 15 The number of PUSCH layers 1 2 3 4 UL-PTRS- 00 1 {square rootover (2)} {square root over (3)} 2 EPRE-ratio 01 reserved 10 reserved 11reserved

Or, in case of a non-coherent codebook-based UL transmission or apartial coherent codebook-based UL transmission, the PT-RS scalingfactor β according to the base station can be determined as follows.

When a precoding matrix indicated by a TPMI corresponds to a precodingmatrix corresponding to one selected from the group consisting of a TPMIindex 0 of Table 10, TPMI indexes 0 to 13 of Table 11, TPMI indexes 0 to2 of table 12, and a TPMI index 0 of table 13, the PT-RS scaling factorβ corresponds to √{square root over (η₁N_(PT-RS) ^(UL))}. In this case,N_(PT-RS) ^(UL) corresponds to the actual number of UL PT-RS ports.

When a precoding matrix indicated by a TPMI corresponds to a precodingmatrix corresponding to one selected from among a TPMI index 1 of table17 and a TPMI index 2 of table 13, the PT-RS scaling factor βcorresponds to √{square root over (η₂N_(PT-RS) ^(UL))}.

In this case, when RRC configuration does not exist or is not received,η₁ and η₂ can be configured by default values (i.e., 1 and 2),respectively. And, the η₁ and the η₂ can be reconfigured via RRCsignaling.

In the aforementioned configuration, when partial-coherentcodebook-based UL transmission or non-coherent codebook-based ULtransmission is performed, if the number of PT-RS ports is configured by2 (e.g., when the number of higher layer parameters UL-PT-RS-portscorresponds to 2), the actual number of UL PTRS port(s) is derived froman indicated precoding matrix (or TPMI) and a transmission layer(s)associated with each UL PT-RS port(s) can be determined according to therules described in the following.

1> SRS ports #0 and #2 (or, DMRS ports #0 and #2) within an indicatedprecoding matrix (or TPMI) share a PTRS port #0.

2> SRS ports #1 and #3 (or, DMRS ports #1 and #3) within an indicatedprecoding matrix (or TPMI) share a PTRS port #1.

3> UL PTRS port #0 is associated with a UL layer x among layerstransmitted via SRS ports #0 and #2 (or DMRS ports #0 and #2) within anindicated precoding matrix (or TPMI).

4> UL PTRS port #1 is associated with a UL layer y among layerstransmitted via SRS ports #1 and #3 (or DMRS ports #1 and #3) within anindicated precoding matrix (or TPMI).

5> In this case, the x and they are provided to a UE via an indicator ofmaximum 2 bits within a UL grant. In this case, the first bit of theindicator is used for indicating the x and the second bit of theindicator is used for indicating they. For example, the x and/or theycan be provided via a DCI parameter ‘PTRS-DMRS association’ of a DCIformat 0_1.

In addition, a UE according to the present invention can perform a PT-RSpower boosting method to perform non-codebook based UL transmission.

More specifically, unlike codebook based UL transmission, in case ofperforming the non-codebook based UL transmission, a base station caninform a UE of an SRS port configuration between layers. In case ofperforming the non-codebook based UL transmission, a PT-RS powerboosting level of a UE can be determined in a manner of being identicalto the case of the aforementioned non-coherent precoding matrix (i.e.,based on the number of UL PT-RS ports only).

Additionally, in relation to the aforementioned UE capability report ofa UE, the UE according to the present invention can perform PT-RS powerboosting as follows.

For example, when the UE reports non-coherent as the UE capability, itmeans that the UE does not share power between transmission antennas. Inparticular, when the UE reports non-coherent as the UE capability,although the UE is able to perform power boosting according to multiplePT-RS ports via non-codebook based UL transmission, the UE is unable toperform power boosting based on multiple layers.

Meanwhile, in case of performing the non-codebook based UL transmission,since a PT-RS port index is defined in every SRS resource, a UE is ableto know the number of PT-RS ports defined in an SRS resource. Hence, theUE is able to accurately perform power boosting according to multiplePT-RS ports.

As a different example, when the UE reports full-coherent as the UEcapability, it means that the UE is able to share power betweentransmission antennas. In this case, as mentioned in the foregoingdescription, a single PT-RS port can be set to the UE and the UE canperform power sharing on all antenna ports. In other word, havingreported the full-coherent as the UE capability, the UE can performpower sharing on all SRS resources (ports) and power boosting based onthe resources when the UE transmits a PT-RS via non-codebook based ULtransmission.

As a further different example, when the UE reports partial-coherent asthe UE capability, it means that the UE is able to share power betweenpartial transmission antennas only.

Meanwhile, it is necessary for a base station to know SRS resourcesconnected with antenna ports on which power sharing is performed. Hence,the UE can report the information to the base station in the aspect ofthe UE capability.

Otherwise, similar to the non-coherent case, the UE may assume thatpower sharing is not performed between antenna ports. In this case, theUE can perform power boosting only based on the number of multiple ULPT-RS ports.

Additionally, values corresponding to RRC parameters ‘01’, ‘10’, ‘11’included in before-mentioned Table 14 and Table 15 are configured byadditionally applying below embodiments.

Additionally, PUSCH to PTRS power ratio per layer per RE, forcodebook-based UL transmission, may be defined like below equation.−A−10*Log10(NPT−RS)[dB]  [Equation 12]

In this equation, A is determined by below table, and N_(PT-RS) denotesa number of PT-RS ports configured to the UE.

TABLE 16 # of PDSCH layers within SRS port group A [dB] 1 2 3 4 5 6 RRC00 0 3 4.77 6 7 7.78 parameter 01 0 0 0 0 0 0 10 reserved 11 reserved

Herein, a SRS port group means a group of SRS ports sharing identicalPT-RS port.

In case of Full-coherent, only one SRS port group may be defined. Inthis case, all antenna ports of the UE is able to share power with otherantenna ports.

In case of Partial-coherent, it may be able to define two SRS portgroups. In this case, antenna ports belonging to the same group canperform power sharing only.

In case of Non-coherent, all antenna ports of the UE are unable toperform power sharing.

Consequently, according to the example, the UE is able to transmit PT-RSby power boosting as many as the number of layers defined in the sameSRS port group.

For example, it is assumed that a UE reports partial-coherent to a basestation. In this case, the UE and the base station may interpret acodeword (or precoding matrix) described in FIG. 18 as two SRS portgroups. In this case, layer #0 and #1 are connected with an SRS port #0only, and layers #2 and #3 are connected with an SRS port #1 only.Therefore, if a PT-RS port #0 is connected with the layer #0, when theUE transmits the PT-RS via layer #0, the UE is able to borrow power fromthe layer #1. But, when the UE transmits the PT-RS via layer #0, the UEis unable to borrow power from the layer #2 and #3 belonging to adifferent SRS port group.

Meanwhile, when a UE reports full-coherent, the UE may assume that allantenna ports are able to perform power sharing despite of the codeword(or precoding matrix).

Based on UE capability on full/partial/non coherent and/or configuredTPMI (or codeword) form, the UE may determine UL PT-RS power boostinglevel.

Or, based on UE capability on full/partial/non coherent and/orconfigured TPMI (or codeword) form, the UE may determine default valuerelated to UL PT-RS power boosting.

For example, when a UE reports that the UE supports full-coherent, theUE is able to share power between all antenna ports. And one PT-RS isdefined only. In this case, UE and/or gNB assume 00^(th) row of Table 16as default.

For another example, when a UE reports that the UE supportspartial-coherent (full-coherent not support), the UE is able to sharepower between SRS ports belonging to the same SRS port group only. And,maximum two PT-RSs can be defined. In this case, UE and/or gNB assume00^(th) row of Table 16 as default.

For other example, when a UE reports that the UE supports non-coherent(full-coherent not support), it is assumed that power sharing isunavailable between antenna ports and 01 th row is assumed as default.

Additionally, a UE determine default value like below.

<1> Alt 1

Herein, it is assumed that PUSCH to PTRS power ratio per layer per RE isdetermined based on below equation and table.PUSCH to PTRS power ratio per layer per RE=−A  [Equation 13]

TABLE 17 # of PUSCH layers A [dB] 1 2 3 4 RRC 00 0 3 4.77 6 parameter 010 0 0 0 10 reserved 11 reserved

A UE reporting full-coherent uses 00 as a default value.

A UE reporting partial-coherent/non-coherent uses 01 as a default value.(i.e., Power boosting between layers and power boosting according to thenumber of PT-RS ports are not supported.)

<2> Alt 2

Herein, it is assumed that PUSCH to PTRS power ratio per layer per RE isdetermined based on below equation and table.PUSCH to PTRS power ratio per layer per RE=−A  [equation 14]

TABLE 15 # of PUSCH layers A [dB] 1 2 3 4 RRC 00 0 3 4.77 6 parameter 010 3 3 3 10 0 0 0 0 11 reserved

A UE reporting full-coherent uses 00 as a default value.

A UE reporting partial-coherent uses 01 as a default value.

Herein, in case of the partial-coherent, when two layers belong to thesame SRS port group, it is able to perform 3 dB boosting via powerborrowing between layers. And, although two layers belong to a differentSRS port group, if two PT-RS ports are defined, the UE is able toperform 3 dB boosting.

A UE reporting non-coherent uses 10 as a default value.

Herein, In case of the non-coherent, when two layers belong to adifferent SRS port group, it is able to perform 3 dB boosting. However,although two layers belong to the same SRS port group, it is unable toperform power borrowing between layers. Therefore, the UE uses 10 as adefault value. In this case, it may be configured that it is able toperform power boosting only when the number of UL PT-RS portscorresponds to 2.

Conclusion

FIG. 13 is a diagram briefly illustrating an operation of transmittingand receiving a UL PT-RS between a UE and a base station applicable tothe present invention, and FIG. 14 is a flowchart illustrating a methodof transmitting a UL PT-RS of a UE applicable to the present invention.

A UE receives from a base station, first information regarding powerboosting for transmission of the PT-RS and second information regardinga precoding matrix for transmission of a Physical Uplink Shared Channel(PUSCH) [S1310, S1410].

The UE determines a power boosting level based on the first informationand the second information [S1320, S1420]. Herein, the power boostinglevel is related to a ratio of PUSCH power to PT-RS power per layer andper resource element (RE).

In particular, the determining the power boosting level based on thefirst information and the second information by the UE comprises thatbased on the precoding matrix indicated by the second information beinga partial coherent precoding matrix or a non-coherent precoding matrix,the UE determines the power boosting level based on a number of PT-RSports.

The UE transmits the PT-RS using the determined power boosting level tothe base station [S1330, S1430].

Herein, the first information may indicate a plurality of power boostinglevels. In this case, the determining the power boosting level based onthe first information and the second information by the UE may comprisethat the UE determines based on the second information, one of theplurality of power boosting levels.

In particular, determining the power boosting level based on the firstinformation and the second information by the UE may comprise that basedon the second information indicating the partial coherent precodingmatrix the UE determines the power boosting level as a first powerboosting level from among the plurality of power boosting levelsindicated by the first information, or based on the second informationindicating the non-coherent precoding matrix the UE determines the powerboosting level as a second power boosting level different from the firstpower boosting level, from among the plurality of power boosting levelsindicated by the first information.

In the present invention, determining the power boosting level based onthe number of PT-RS ports by the UE may comprise that based on thesecond information indicating the partial coherent precoding matrix, andthe number of PT-RS ports being equal to 1, the UE determines the powerboosting level to be 0 dB in a state in which a number of PUSCH layersis equal to 2 or 3, or the UE determines the power boosting level to be3 dB in a state in which a number of PUSCH layers is equal to 4.

In the present invention, determining the power boosting level based onthe number of PT-RS ports by the UE may comprise that based on thesecond information indicating the partial coherent precoding matrix, andthe number of PT-RS ports being equal to 2, the UE determines the powerboosting level to be 3 dB in a state in which a number of PUSCH layersis equal to 2 or 3, or the UE determines the power boosting level to be6 dB in a state in which a number of PUSCH layers is equal to 4.

In the present invention, determining the power boosting level based onthe number of PT-RS ports by the UE may comprise that based on thesecond information indicating the non-coherent precoding matrix, and thenumber of PT-RS ports being equal to 1, the UE determines the powerboosting level to be 0 dB.

In the present invention, determining the power boosting level based onthe number of PT-RS ports by the UE may comprise that based on thesecond information indicating the non-coherent precoding matrix, and thenumber of PT-RS ports being equal to 2, the UE determines the powerboosting level to be 3 dB.

In the present invention, the second information may relate to atransmit rank indicator (TRI) and a transmit precoding matrix indicator(TPMI) for the precoding matrix for the transmission of the PUSCH.

In particular, the second information may indicate whether the precodingmatrix for the transmission of the PUSCH is the partial coherentprecoding matrix or the non-coherent precoding matrix.

Additionally, the UE may determine that the transmission of the PUSCH isnon-codebook based, and based on the transmission of the PUSCH beingnon-codebook based, the UE may determine the power boosting level basedon the number of PT-RS ports by:

-   -   based on the number of PT-RS ports being equal to 1, determining        the power boosting level to be 0 dB    -   based on the number of PT-RS ports being equal to 2, determining        the power boosting level to be 3 dB.

Since each embodiment of the above-described proposed method can beconsidered as one method for implementing the present invention, it isapparent that each embodiment can be regarded as a proposed method. Inaddition, the present invention can be implemented not only using theproposed methods independently but also by combining (or merging) someof the proposed methods. In addition, it is possible to define a rulethat information on whether the proposed methods are applied (orinformation on rules related to the proposed methods) should betransmitted from the eNB to the UE through a predefined signal (e.g.,physical layer signal, higher layer signal, etc.).

3. Device Configuration

FIG. 15 is a diagram illustrating configurations of a UE and a basestation capable of being implemented by the embodiments proposed in thepresent invention. The UE and the base station shown in FIG. 15 operateto implement the embodiments for a method of transmitting and receivinga phase tracking reference signal between the base station and the UE.

A UE 1 may act as a transmission end on a UL and as a reception end on aDL. A base station (eNB or gNB) 100 may act as a reception end on a ULand as a transmission end on a DL.

That is, each of the UE and the base station may include a Transmitter(Tx) 10 or 110 and a Receiver (Rx) 20 or 120, for controllingtransmission and reception of information, data, and/or messages, and anantenna 30 or 130 for transmitting and receiving information, data,and/or messages. Herein, a radio frequency (RF) module means a componentincluding the Transmitter and the Receiver, and etc.

Each of the UE and the base station includes a processor 40 or 140 forperforming the aforementioned embodiments of the present invention. Theprocessor 40 or 140 can be configured to implement the aforementionedexplanation/proposed procedure and/or methods by controlling a memory 50or 150, a transmitter 10 or 110, and/or a receiver 20 or 120.

For example, the processor 40 or 140 includes a communication modemdesigned to implement a wireless communication technology (e.g., LTE,NR). The memory 50 or 150 is connected with the processor 40 or 140 andstores various information related to an operation of the processor 40or 140. For example, the memory 50 or 150 can perform all or a part ofprocesses controlled by the processor 40 or 140 or store a software codeincluding commands for performing the aforementionedexplanation/proposed procedure and/or methods. The transmitter 10 or 110and/or the receiver 20 or 120 are connected with the processor 40 or 140and transmit and/or receive a radio signal. In this case, the processor40 or 140 and the memory 50 or 150 may correspond to a part of aprocessing chip (e.g., System on a Chip (SoC)).

In particular, A user equipment according to the present inventioncomprises a radio frequency (RF) module; at least one processor; and atleast one computer memory operably connectable to the at least oneprocessor and storing instructions that, when executed, cause the atleast one processor to perform below operations.

In this case, before mentioned operations comprises that the at leastone processor, receives through the RF module and from a base station,first information regarding power boosting for transmission of the PT-RSand second information regarding a precoding matrix for transmission ofa Physical Uplink Shared Channel (PUSCH), determines a power boostinglevel based on the first information and the second information, whereinthe power boosting level is related to a ratio of PUSCH power to PT-RSpower per layer and per resource element (RE), and transmits through theRF module and to the base station, the PT-RS using the determined powerboosting level. Herein, the determining the power boosting level basedon the first information and the second information comprises, based onthe precoding matrix indicated by the second information being a partialcoherent precoding matrix or a non-coherent precoding matrix,determining the power boosting level based on a number of PT-RS ports.

Herein, the first information may indicate a plurality of power boostinglevels. In this case, the determining the power boosting level based onthe first information and the second information by the at least oneprocessor may comprise that the at least one processor determines basedon the second information, one of the plurality of power boostinglevels.

In particular, determining the power boosting level based on the firstinformation and the second information by the at least one processor maycomprise that based on the second information indicating the partialcoherent precoding matrix the at least one processor determines thepower boosting level as a first power boosting level from among theplurality of power boosting levels indicated by the first information,or based on the second information indicating the non-coherent precodingmatrix the at least one processor determines the power boosting level asa second power boosting level different from the first power boostinglevel, from among the plurality of power boosting levels indicated bythe first information.

In the present invention, determining the power boosting level based onthe number of PT-RS ports by the at least one processor may comprisethat based on the second information indicating the partial coherentprecoding matrix, and the number of PT-RS ports being equal to 1, the atleast one processor determines the power boosting level to be 0 dB in astate in which a number of PUSCH layers is equal to 2 or 3, or the atleast one processor determines the power boosting level to be 3 dB in astate in which a number of PUSCH layers is equal to 4.

In the present invention, determining the power boosting level based onthe number of PT-RS ports by the at least one processor may comprisethat based on the second information indicating the partial coherentprecoding matrix, and the number of PT-RS ports being equal to 2, the atleast one processor determines the power boosting level to be 3 dB in astate in which a number of PUSCH layers is equal to 2 or 3, or the atleast one processor determines the power boosting level to be 6 dB in astate in which a number of PUSCH layers is equal to 4.

In the present invention, determining the power boosting level based onthe number of PT-RS ports by the at least one processor may comprisethat based on the second information indicating the non-coherentprecoding matrix, and the number of PT-RS ports being equal to 1, the atleast one processor determines the power boosting level to be 0 dB.

In the present invention, determining the power boosting level based onthe number of PT-RS ports by the at least one processor may comprisethat based on the second information indicating the non-coherentprecoding matrix, and the number of PT-RS ports being equal to 2, the atleast one processor determines the power boosting level to be 3 dB.

In the present invention, the second information may relate to atransmit rank indicator (TRI) and a transmit precoding matrix indicator(TPMI) for the precoding matrix for the transmission of the PUSCH.

In particular, the second information may indicate whether the precodingmatrix for the transmission of the PUSCH is the partial coherentprecoding matrix or the non-coherent precoding matrix.

Additionally, the at least one processor may determine that thetransmission of the PUSCH is non-codebook based, and based on thetransmission of the PUSCH being non-codebook based, the at least oneprocessor may determine the power boosting level based on the number ofPT-RS ports by:

-   -   based on the number of PT-RS ports being equal to 1, determining        the power boosting level to be 0 dB    -   based on the number of PT-RS ports being equal to 2, determining        the power boosting level to be 3 dB.

The Tx and Rx of the UE and the base station may perform a packetmodulation/demodulation function for data transmission, a high-speedpacket channel coding function, OFDM packet scheduling, TDD packetscheduling, and/or channelization. Each of the UE and the base stationof FIG. 15 may further include a low-power Radio Frequency(RF)/Intermediate Frequency (IF) module.

Meanwhile, the UE may be any of a Personal Digital Assistant (PDA), acellular phone, a Personal Communication Service (PCS) phone, a GlobalSystem for Mobile (GSM) phone, a Wideband Code Division Multiple Access(WCDMA) phone, a Mobile Broadband System (MBS) phone, a hand-held PC, alaptop PC, a smart phone, a Multi Mode-Multi Band (MM-MB) terminal, etc.

The smart phone is a terminal taking the advantages of both a mobilephone and a PDA. It incorporates the functions of a PDA, that is,scheduling and data communications such as fax transmission andreception and Internet connection into a mobile phone. The MB-MMterminal refers to a terminal which has a multi-modem chip built thereinand which can operate in any of a mobile Internet system and othermobile communication systems (e.g. CDMA 2000, WCDMA, etc.).

Embodiments of the present disclosure may be achieved by various means,for example, hardware, firmware, software, or a combination thereof.

In a hardware configuration, the methods according to exemplaryembodiments of the present disclosure may be achieved by one or moreApplication Specific Integrated Circuits (ASICs), Digital SignalProcessors (DSPs), Digital Signal Processing Devices (DSPDs),Programmable Logic Devices (PLDs), Field Programmable Gate Arrays(FPGAs), processors, controllers, microcontrollers, microprocessors,etc.

In a firmware or software configuration, the methods according to theembodiments of the present disclosure may be implemented in the form ofa module, a procedure, a function, etc. performing the above-describedfunctions or operations. A software code may be stored in the memory 50or 150 and executed by the processor 40 or 140. The memory is located atthe interior or exterior of the processor and may transmit and receivedata to and from the processor via various known means.

Those skilled in the art will appreciate that the present disclosure maybe carried out in other specific ways than those set forth hereinwithout departing from the spirit and essential characteristics of thepresent disclosure. The above embodiments are therefore to be construedin all aspects as illustrative and not restrictive. The scope of thedisclosure should be determined by the appended claims and their legalequivalents, not by the above description, and all changes coming withinthe meaning and equivalency range of the appended claims are intended tobe embraced therein. It is obvious to those skilled in the art thatclaims that are not explicitly cited in each other in the appendedclaims may be presented in combination as an embodiment of the presentdisclosure or included as a new claim by a subsequent amendment afterthe application is filed.

What is claimed is:
 1. A method of transmitting a phase trackingreference signal (PT-RS) by a user equipment (UE) in a wirelesscommunication system, the method comprising: determining a powerboosting level of the PT-RS based on a precoding matrix type related toPhysical Uplink Shared Channel (PUSCH) transmission, wherein a radioresource control (RRC) parameter for the power boosting level is notconfigured to the UE; and transmitting the PT-RS based on the powerboosting level, wherein the power boosting level is related to a PUSCHto PT-RS power ratio per layer per resource element (RE), wherein, basedon the precoding matrix type being a full coherent precoding matrix, thepower boosting level is determined based on a number of PUSCH layer,wherein, based on the precoding matrix type being a partial coherentprecoding matrix or a non-coherent precoding matrix, the power boostinglevel is determined based on an actual number of PT-RS ports configuredto the UE, wherein, based on (i) the precoding matrix type being thenon-coherent precoding matrix, and (ii) the actual number of PT-RS portsbeing equal to 1, the power boosting level is determined to be 0 dB,wherein, based on (i) the precoding matrix type being the non-coherentprecoding matrix, and (ii) the actual number of PT-RS ports being equalto 2, the power boosting level is determined to be 3 dB, wherein, basedon a higher layer parameter related to a number of PT-RS ports beingequal to 2, the actual number of PT-RS ports is determined based on anindicated transmitted precoding matrix indicator (TPMI), whereinsounding reference signal (SRS) port 0 and SRS port 2 in the indicatedTPMI share PT-RS port 0, and wherein SRS port 1 and SRS port 3 in theindicated TPMI share PT-RS port
 1. 2. The method of claim 1, wherein,based on the RRC parameter for the power boosting level being notconfigured, the RRC parameter is assumed to have a state “00”.
 3. Themethod of claim 1, wherein, based on (i) the precoding matrix type beingthe partial coherent precoding matrix and (ii) the actual number ofPT-RS ports equal to 1: the power boosting level is determined to be 0dB in a case where the number of PUSCH layers is equal to 2 or 3, or thepower boosting level is determined to be 3 dB in a case where the numberof PUSCH layers is equal to
 4. 4. The method of claim 1, wherein, basedon (i) the precoding matrix type being the partial coherent precodingmatrix and (ii) the actual number of PT-RS ports equal to 2: the powerboosting level is determined to be 3 dB in a case where the number ofPUSCH layers is equal to 2 or 3, or the power boosting level isdetermined to be 6 dB in a case where the number of PUSCH layers isequal to
 4. 5. The method of claim 1, wherein, based on the precodingmatrix type being the full coherent precoding matrix: the power boostinglevel is determined to be 3 dB in a case where the number of PUSCHlayers is equal to 2, the power boosting level is determined to be 4.77dB in a case where the number of PUSCH layers is equal to 3, or thepower boosting level is determined to be 6 dB in a case where the numberof PUSCH layers is equal to
 4. 6. The method of claim 1, wherein theprecoding matrix type is obtained via downlink control information(DCI).
 7. A user equipment (UE) configured to transmit a phase trackingreference signal (PT-RS) in a wireless communication system, the UEcomprising: a radio frequency (RF) module; at least one processor; andat least one computer memory operably connectable to the at least oneprocessor and storing instructions that, when executed, cause the atleast one processor to perform operations comprising: determining apower boosting level of the PT-RS based on a precoding matrix typerelated to Physical Uplink Shared Channel (PUSCH) transmission, whereina radio resource control (RRC) parameter for the power boosting level isnot configured to the UE; and transmitting the PT-RS based on the powerboosting level, wherein the power boosting level is related to a PUSCHto PT-RS power ratio per layer per resource element (RE), wherein, basedon the precoding matrix type being a full coherent precoding matrix, thepower boosting level is determined based on a number of PUSCH layer,wherein, based on the precoding matrix type being a partial coherentprecoding matrix or a non-coherent precoding matrix, the power boostinglevel is determined based on an actual number of PT-RS ports configuredto the UE, wherein, based on (i) the precoding matrix type being thenon-coherent precoding matrix, and (ii) the actual number of PT-RS portsbeing equal to 1, the power boosting level is determined to be 0 dB,wherein, based on (i) the precoding matrix type being the non-coherentprecoding matrix, and (ii) the actual number of PT-RS ports being equalto 2, the power boosting level is determined to be 3 dB, wherein, basedon a higher layer parameter related to a number of PT-RS ports beingequal to 2, the actual number of PT-RS ports is determined based on anindicated transmitted precoding matrix indicator (TPMI), whereinsounding reference signal (SRS) port 0 and SRS port 2 in the indicatedTPMI share PT-RS port 0, and wherein SRS port 1 and SRS port 3 in theindicated TPMI share PT-RS port
 1. 8. The UE of claim 7, wherein, basedon the RRC parameter for the power boosting level being not configured,the RRC parameter is assumed to have a state “00”.
 9. The UE of claim 7,wherein, based on (i) the precoding matrix type being the partialcoherent precoding matrix and (ii) the actual number of PT-RS portsequal to 1: the power boosting level is determined to be 0 dB in a casewhere the number of PUSCH layers is equal to 2 or 3, or the powerboosting level is determined to be 3 dB in a case where the number ofPUSCH layers is equal to
 4. 10. The UE of claim 7, wherein, based on (i)the precoding matrix type being the partial coherent precoding matrixand (ii) the actual number of PT-RS ports equal to 2: the power boostinglevel is determined to be 3 dB in a case where the number of PUSCHlayers is equal to 2 or 3, or the power boosting level is determined tobe 6 dB in a case where the number of PUSCH layers is equal to
 4. 11.The UE of claim 7, wherein, based on the precoding matrix type being thefull coherent precoding matrix: the power boosting level is determinedto be 3 dB in a case where the number of PUSCH layers is equal to 2, thepower boosting level is determined to be 4.77 dB in a case where thenumber of PUSCH layers is equal to 3, or the power boosting level isdetermined to be 6 dB in a case where the number of PUSCH layers isequal to
 4. 12. The UE of claim 7, wherein the precoding matrix type isobtained via downlink control information (DCI).